Statement of Changes in Beneficial Ownership (4)
November 24 2020 - 3:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Brice Carson H |
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/
[
FCNCA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
PO BOX 1352 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/21/2020 |
(Street)
SMITHFIELD, NC 27577
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common | | | | | | | | 429023 | D | |
Class A Common | | | | | | | | 13265 | I | Carson Holding Brice Revocable Trust |
Class A Common | | | | | | | | 313 | I (1) | By spouse |
Class A Common | | | | | | | | 16890 | I (1) | As custodian for Stephen Brice |
Class A Common | | | | | | | | 16289 | I (1) | As Custodian for Cordelia Brice |
Class A common | | | | | | | | 16289 | I (1) | As Custodian for Elizabeth Brice |
Class A Common | | | | | | | | 10652 | I | As beneficiary of Trust |
Class A Common | 10/21/2020 | | G |
V
| 5000 | A | $0.00 | 84508 (2) | I | Trusts f/b/o children |
Class B Common | | | | | | | | 108215 | D | |
Class B Common | | | | | | | | 369 | I | Carson Holding Brice Revocable Trust |
Class B Common | | | | | | | | 563 | I (1) | By spouse |
Class B Common | | | | | | | | 2347 | I (1) | As custodian for Stephen Brice |
Class B Common | | | | | | | | 2348 | I (1) | As custodian for Elizabeth Brice |
Class B Common | | | | | | | | 2348 | I (1) | As custodian for Cordelia Brice |
Class B Common | | | | | | | | 1250 | I | As beneficiary of Trust |
Class B Common | | | | | | | | 4061 (2) | I | Trusts f/b/o children |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for puroses of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
(2) | The listed shares are held by three trusts for the benefit of the Reporting Person's children. The Reporting Person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trusts, she disclaims beneficial ownership of the shares held by the trusts, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Brice Carson H PO BOX 1352 SMITHFIELD, NC 27577 |
| X |
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Signatures
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Carson H. Brice, by: William R. Lathan, Jr., Attorney-in-fact | | 11/19/2020 |
**Signature of Reporting Person | Date |
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