UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
NUWELLIS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-35312
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No. 68-0533453
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification Number)
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12988 Valley View Road, Eden Prairie, MN 55344
(Address of principal executive offices) (Zip code)
Nestor Jaramillo, Jr. (952) 345-4200
(Name and telephone number, including area code, of person to contact in connection with this report)
the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2022 to December 31, 2022.
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Section 1 - Conflict Minerals Disclosure
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Conflict Minerals Disclosure and Report
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This Form SD of Nuwellis, Inc. (the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2022
to December 31, 2022.
A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, and is publicly available in the Investor section of the Company’s website at www.nuwellis.com, by selecting Financials & Filings under the Investors
tab.
A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD and incorporated herein by reference.
Section 2 – Exhibits
The following exhibit is filed as part of this report.
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Exhibit
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Description
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Conflict Minerals Report of Nuwellis, Inc.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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NUWELLIS, INC.
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By:
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/s/ Nestor Jaramillo, Jr.
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May 25, 2023
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Nestor Jaramillo, Jr.
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(Date)
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President and Chief Executive Officer
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