Oxford Biomedica PLC Holdings in Company (6433X)
April 30 2019 - 12:38PM
UK Regulatory
TIDMOXB
RNS Number : 6433X
Oxford Biomedica PLC
30 April 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Oxford Biomedica PLC
underlying issuer of existing shares
to which voting rights are attached(ii)
:
-----------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify)(iii) :
------------------
3. Details of person subject to the notification obligation(iv)
Name Oaktree Capital Group Holdings GP,
LLC
City and country of registered office 333 South Grand Ave., 28th Floor
(if applicable) Los Angeles, CA 90071, U.S.A.
4. Full name of shareholder(s) (if different from 3.)(v)
Name OCM Strategic Credit Investments
S.A R.L.
-----------------------------------------------------------
Name OCM Strategic Credit Investments
2 S.A R.L.
-----------------------------------------------------------
Name OCM Luxembourg SC Fund A S.A R.L.
-----------------------------------------------------------
Name OCM Luxembourg SC Fund B S.A R.L.
-----------------------------------------------------------
City and country of registered office 26A boulevard Royal, 7th Floor, L-2449
(if applicable) Luxembourg
-----------------------------------------------------------
5. Date on which the threshold was 26 April 2019
crossed or reached(vi) :
-----------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 30 April 2019
-----------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
----------------------- --------------------- ---------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 3.91% N/A 3.91% 68,860,324
----------------------- --------------------- ---------------- ------------------
Position of
previous notification
(if
applicable)
----------------------- --------------------- ---------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------------
Ordinary shares 0 2,689,686 0.00% 3.91%
-------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8. A 2,689,686 3.91%
------------------------------------------- ----------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that may rights
instrument Period(xi) be acquired if
the instrument
is
exercised/converted.
-------------------- --------------------- ----------------------------------- ---------------------
N/A N/A N/A N/A N/A
-------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------- ----------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
--------------------- --------------------- ---------------- -----------------
N/A N/A N/A N/A N/A N/A
--------------------- --------------------- ---------------- -----------------
SUBTOTAL 8.B.2
---------------- -----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
------------------------ ---------------------- ----------------------
Oaktree Capital
Group Holdings GP,
LLC
------------------------ ---------------------- ----------------------
Oaktree Capital
Group, LLC
------------------------ ---------------------- ----------------------
Oaktree Holdings,
Inc.
------------------------ ---------------------- ----------------------
Oaktree Capital
Management, L.P.
------------------------ ---------------------- ----------------------
Oaktree-TCDRS
Strategic Credit,
LLC
------------------------ ---------------------- ----------------------
Oaktree-TSE 16
Strategic Credit,
LLC
------------------------ ---------------------- ----------------------
Oaktree Strategic
Income, LLC
------------------------ ---------------------- ----------------------
INPRS Strategic
Credit Holdings,
LLC
------------------------ ---------------------- ----------------------
OCM Strategic Credit
Investments S.A
R.L.[1] 1.103%
------------------------ ---------------------- ----------------------
Oaktree Capital
Group Holdings GP,
LLC
------------------------ ---------------------- ----------------------
Oaktree Capital
Group, LLC
------------------------ ---------------------- ----------------------
Oaktree Holdings,
Inc.
------------------------ ---------------------- ----------------------
Oaktree Capital
Management, L.P.
------------------------ ---------------------- ----------------------
Exelon Strategic
Credit Holdings,
LLC
------------------------ ---------------------- ----------------------
Oaktree-NGP Strategic
Credit, LLC
------------------------ ---------------------- ----------------------
Oaktree-Minn Strategic
Credit, LLC
------------------------ ---------------------- ----------------------
Oaktree-Forest
Multi-Strategy,
LLC (Series A)
------------------------ ---------------------- ----------------------
Oaktree-TBMR Strategic
Credit Fund C, LLC
------------------------ ---------------------- ----------------------
Oaktree-TBMR Strategic
Credit Fund F, LLC
------------------------ ---------------------- ----------------------
Oaktree-TBMR Strategic
Credit Fund G, LLC
------------------------ ---------------------- ----------------------
OCM Strategic Credit
Investments 2 S.A
R.L.[2] 2.065%
------------------------ ---------------------- ----------------------
Oaktree Capital
Group Holdings GP,
LLC
------------------------ ---------------------- ----------------------
Oaktree Capital
Group, LLC
------------------------ ---------------------- ----------------------
Oaktree Holdings,
Inc.
------------------------ ---------------------- ----------------------
Oaktree Capital
Management, L.P.
------------------------ ---------------------- ----------------------
Oaktree Capital
II, L.P.
------------------------ ---------------------- ----------------------
Oaktree Fund GP
II, L.P.
------------------------ ---------------------- ----------------------
Oaktree Fund GP
IIA, LLC
------------------------ ---------------------- ----------------------
Oaktree Strategic
Credit Fund A GP,
L.P.
------------------------ ---------------------- ----------------------
Oaktree Strategic
Credit Fund A, L.P.
------------------------ ---------------------- ----------------------
OCM Luxembourg SC
Fund A S.A R.L. 0.164%
------------------------ ---------------------- ----------------------
Oaktree Capital
Group Holdings GP,
LLC
------------------------ ---------------------- ----------------------
Oaktree Capital
Group, LLC
------------------------ ---------------------- ----------------------
Oaktree Holdings,
Inc.
------------------------ ---------------------- ----------------------
Oaktree Capital
Management, L.P.
------------------------ ---------------------- ----------------------
Oaktree Capital
II, L.P.
------------------------ ---------------------- ----------------------
Oaktree Fund GP
II, L.P.
------------------------ ---------------------- ----------------------
Oaktree Fund GP
IIA, LLC
------------------------ ---------------------- ----------------------
Oaktree Strategic
Credit Fund B GP,
L.P.
------------------------ ---------------------- ----------------------
Oaktree Strategic
Credit Fund B, L.P.
------------------------ ---------------------- ----------------------
OCM Luxembourg SC
Fund B SP 1, L.P.
------------------------ ---------------------- ----------------------
OCM Luxembourg SC
Fund B S.A R.L. 0.572%
------------------------ ---------------------- ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
----------------------------------------------
The number and % of voting rights N/A
held
----------------------------------------------
The date until which the voting rights N/A
will be held
----------------------------------------------
11. Additional information
Place of completion London, United Kingdom
Date of completion 30 April 2019
-----------------------
Contact name: Stuart Paynter
Contact telephone
number: 01865 783000
---------------
[1] Oaktree-TCDRS Strategic Credit, LLC, Oaktree-TSE 16
Strategic Credit, LLC, Oaktree Strategic Income, LLC and INPRS
Strategic Credit Holdings, LLC jointly control OCM Strategic Credit
Investments S.A R.L.
[2] Exelon Strategic Credit Holdings, LLC, Oaktree-NGP Strategic
Credit, LLC, Oaktree-Minn Strategic Credit, LLC, Oaktree-Forest
Multi-Strategy, LLC (Series A), Oaktree-TBMR Strategic Credit Fund
C, LLC, Oaktree-TBMR Strategic Credit Fund F, LLC, and Oaktree-TBMR
Strategic Credit Fund G, LLC jointly control OCM Strategic Credit
Investments 2 S.A R.L..
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END
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