Initial Statement of Beneficial Ownership (3)
September 03 2020 - 4:34PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Froedge James |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/26/2020
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3. Issuer Name and Ticker or Trading Symbol
EMERSON ELECTRIC CO [EMR]
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(Last)
(First)
(Middle)
C/O EMERSON ELECTRIC CO., 8000 W. FLORISSANT AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Exec. Pres. Comm & Res. Sols. / |
(Street)
ST. LOUIS, MO 63136
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 33435 | D | |
Common Stock | 351.545 | I | 401(k) Plan |
Common Stock | 122.968 | I | 401(k) Excess Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | 11/3/2016 (1) | 11/3/2025 | Common Stock | 15000 | $49.64 | D | |
Employee Stock Option (right to buy) | 10/1/2014 (1) | 10/1/2023 | Common Stock | 8000 | $65.070 | D | |
Employee Stock Option (right to buy) | 10/1/2013 (1) | 10/1/2022 | Common Stock | 8000 | $47.93 | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 500 | (3) | D | |
Explanation of Responses: |
(1) | The options became exercisable in three equal annual installments beginning on the date indicated. |
(2) | The restricted stock units are subject to a three-year vesting period, vesting on July 20, 2023. |
(3) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
Remarks: EXHIBIT LIST - Exhibit 24 - Power of Attorney for James Froedge |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Froedge James C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVENUE ST. LOUIS, MO 63136 |
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| Exec. Pres. Comm & Res. Sols. |
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Signatures
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/s/ John A. Sperino, Attorney-in-Fact for James Froedge | | 9/3/2020 |
**Signature of Reporting Person | Date |
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