UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
April 01, 2022
 
Barclays PLC
(Name of Registrant)
 
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Office)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
 
Form 20-F x Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes No x
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
 
This Report on Form 6-K is filed by Barclays PLC.
 
This Report comprises:
 
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
 
 
EXHIBIT INDEX
 
Exhibit No. 1
Director/PDMR Shareholding dated 01 March 2022
Exhibit No. 2
Total Voting Rights dated 01 March 2022
Exhibit No. 3
Director Declaration dated 07 March 2022
Exhibit No. 4
Publication of a Prospectus dated 07 March 2022
Exhibit No. 5
Director/PDMR Shareholding dated 09 March 2022
Exhibit No. 6
Director/PDMR Shareholding dated 14 March 2022
 
 

 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
BARCLAYS PLC
 
(Registrant)
 
 
 
Date: April 01, 2022
 
 
 
By: /s/ Garth Wright
--------------------------------
 
Garth Wright
 
Assistant Secretary
 
 
 
 
Exhibit No. 1 
 
Barclays PLC
 
 
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
 
The following notifications under article 19.1 of the Market Abuse Regulation ('MAR') relate to transactions made on behalf of the Chairman and Non-Executive Directors in Barclays PLC shares.
 
This announcement is made in accordance with article 19.3 of MAR.
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mike Ashley
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
6,150
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tim Breedon
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
6,067
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mohamed El-Erian
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
5,764
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Dawn Fitzpatrick
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
5,837
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mary Francis
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
6,146
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Crawford Gillies
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
6,013
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Brian Gilvary
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
20,359
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nigel Higgins
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chairman
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
17,330
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Diane Schueneman
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
8,644
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Julia Wilson
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares')
 
GB0031348658
 
b)
 
Nature of the transaction
 
 
Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
£1.894
 
4,895
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
 
 
 
 
e)
 
Date of the transaction
 
2022-02-25
f)
 
Place of the transaction
 
London Stock Exchange
 
 
 
For further information, please contact:
 
Investor Relations
 
Media Relations
 
Chris Manners
 
Jonathan Tracey
 
+44 (0) 20 7773 2136
 
+44 (0) 20 7116 4755
 
 
 
 
 Exhibit No. 2
 
1 March 2022
 
Barclays PLC
 
Total Voting Rights
 
In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 28 February 2022, Barclays PLC's issued share capital consists of 16,758,537,580 Ordinary shares with voting rights.
 
There are no Ordinary shares held in Treasury.
 
The above figure (16,758,537,580) may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.  
 
 
- Ends -
 
 
For further information, please contact:
 
Investor Relations
Media Relations
Chris Manners
Jonathan Tracey
+44 (0)20 7773 2136
+44 (0)20 7116 4755
 
 
 
 Exhibit No. 3
 
 
 
 
7 March 2022
 
 
Barclays PLC
 
 
Notification of directors' details
 
Following the announcement by Legal & General Group Plc ("L&G") today, and in accordance with Listing Rule 9.6.14(2), Barclays PLC (the "Company") confirms that Tushar Morzaria, Group Finance Director and Executive Director of the Company, has been appointed to the Board of L&G as an independent Non-Executive Director with effect from 27 May 2022. He will also become Chair of L&G's Group Audit Committee upon appointment, and will join L&G's Group Risk Committee, Group Remuneration Committee, and Group Nominations and Corporate Governance Committee. Tushar will take up this appointment with L&G following his retirement as Group Finance Director and as an Executive Director of the Company with effect from 22 April 2022, as previously announced by the Company on 23 February 2022.
 
-Ends-
 
For further information, please contact:
 
Investor Relations
 
Media Relations
 
Chris Manners
 
Jonathan Tracey
 
+44 (0) 20 7773 2136
 
+44 (0) 20 7116 4755
 
 
 
About Barclays
Barclays is a British universal bank.  We are diversified by business, by different types of customer and client, and geography.  Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.  For further information about Barclays, please visit our website home.barclays
 

 
 Exhibit No. 4
 
 
Publication of Base Prospectus
 
The following base prospectus ("Prospectus") has been approved by the Financial Conduct Authority and the International Securities Market and is available for viewing:
 
Base Prospectus dated 7 March 2022 for the Barclays PLC £60,000,000,000 Debt Issuance Programme.
 
Please read the disclaimer below "Disclaimer - Intended Addressees" before attempting to access this service, as your right to do so is conditional upon complying with the requirements set out below.
 
To view the full document, please paste the following URL into the address bar of your browser.
 
http://www.rns-pdf.londonstockexchange.com/rns/9117D_1-2022-3-7.pdf
 
A copy of the above document has been submitted to the National Storage Mechanism and will shortly be available for inspection at:
 
https://data.fca.org.uk/#/nsm/nationalstoragemechanism
 
For further information, please contact:
 
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
 
DISCLAIMER - INTENDED ADDRESSEES
 
IMPORTANT: You must read the following before continuing: The following applies to the Prospectus available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Prospectus. In accessing the Prospectus, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.
 
THE PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR WITHIN THE UNITED STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT ("RULE 144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE PROSPECTUS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
 
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A "QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
 
Please note that the information contained in the Prospectus may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Prospectus is not addressed. Prior to relying on the information contained in the Prospectus you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.
 
Confirmation of your Representation: In order to be eligible to view the Prospectus or make an investment decision with respect to any Notes issued or to be issued pursuant to the Prospectus, you must be (i) a person other than a U.S. person (within the meaning of Regulation S under the Securities Act); or (ii) a QIB that is acquiring the securities for its own account or for the account of another QIB. By accessing the Prospectus, you shall be deemed to have represented that you and any customers you represent are not U.S. persons (as defined in Regulation S to the Securities Act) or that you are a QIB, and that you consent to delivery of the Prospectus and any supplements thereto via electronic publication.
 
You are reminded that the Prospectus has been made available to you on the basis that you are a person into whose possession the Prospectus may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Prospectus to any other person.
 
The Prospectus does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuer in such jurisdiction. Under no circumstances shall the Prospectus constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Prospectus, in any jurisdiction in which such offer, solicitation or sale would be unlawful.
 
The Prospectus has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuer, its advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Prospectus made available to you in electronic format and the hard copy version available to you on request from the issuer.
 
Your right to access this service is conditional upon complying with the above requirement.
 
 
 
 Exhibit No. 5
 
9 March 2022
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Anna Cross
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Deputy Group Finance Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group Share Incentive Plan notified Barclays PLC that it acquired and now holds Shares on behalf of the individual described above.  The Shares acquired include an allocation of Shares as matching shares.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.7176 per share
 
58
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-07
f)
 
Place of the transaction
London Stock Exchange (XLON)
 
For further information please contact:
 
Investor Relations
Media Relations
Chris Manners
Jonathan Tracey
+ 44 (0) 20 7773 2136
+44 (0)20 7116 4755
 
 
 
 Exhibit No. 6
 
 
14 March 2022
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
 
Barclays PLC (the "Company") announces certain transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares").
 
1.     On 10 March 2022 the Company was notified of the grant of conditional awards to acquire Shares under:
 
a.     the Barclays Long Term Incentive Plan ("LTIP"); and
b.     the Barclays Group Share Value Plan ("SVP")
 
in respect of the deferred Share portion of PDMRs' variable remuneration for 2021, with a grant date of 9 March 2022. These awards are subject to continued employment over the deferral period and, in the case of the LTIP are based on performance in 2021 and are subject to the satisfaction of performance conditions over the 3 year performance period (2022 - 2024).
 
Director/ PDMR
SVP/DSVP  (Shares)
LTIP (Shares)
Total gross
(shares)
Gross value at award (£)
Net value at award (£)
C.S. Venkatakrishnan
1,172,592
3,025,210
4,197,802
£5,444,167
n/a
Tushar Morzaria
825,116
 
825,116
£1,067,000
n/a
Anna Cross
394,973
 
394,973
£550,000
n/a
Mark Ashton-Rigby
1,075,609
 
1,075,609
£1,420,600
n/a
Paul Compton
2,186,274
 
2,186,274
£2,887,500
n/a
Alistair Currie
360,051
 
360,051
£462,500
n/a
Matthew Hammerstein
384,525
 
384,525
£495,600
n/a
Laura Padovani
329,084
 
329,084
£420,600
n/a
Tristram Roberts
700,377
 
700,377
£922,250
n/a
Taalib Shaah
480,266
 
480,266
£625,000
n/a
Stephen Shapiro
215,439
 
215,439
£300,000
n/a
Sasha Wiggins
183,123
 
183,123
£255,000
n/a
Total
8,307,429
3,025,210
11,332,639
£14,850,217
n/a
 
 
In line with our standard approach, the number of Shares awarded is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2022 of £1.609, discounted from the spot rate at grant to reflect the absence of dividend equivalents during the deferral period.
 
2.     On 10 March 2022 the trustee of the Barclays Group (PSP) Employees' Benefit Trust ("Trustee") notified the Company that on 9 March 2022 it delivered Shares in respect of the delivery of the non-deferred Share portion of PDMRs' variable remuneration for the 2021 performance year (the Share Incentive Award (Holding Period) Shares ("SIA (HP)")). The Shares are subject to a 12 month holding period during which they cannot be charged, pledged, transferred or otherwise encumbered.
 
 
Director/ PDMR
Gross - SIA (HP) (Shares)
SIA (HP) (Shares) sold to cover tax and social security liability
Net - SIA (HP) (Shares)
Gross value (£)
Net value (£)
C.S. Venkatakrishnan
124,300
61,864
62,436
£200,000
£100,460
Tushar Morzaria
124,300
64,635
59,665
£200,000
£96,000
Anna Cross
124,300
58,421
65,879
£200,000
£106,000
Mark Ashton-Rigby
124,300
58,421
65,879
£200,000
£106,000
Paul Compton
124,300
67,557
56,743
£200,000
£91,300
Alistair Currie
124,300
58,421
65,879
£200,000
£106,000
Matthew Hammerstein
124,300
58,421
65,879
£200,000
£106,000
Laura Padovani
124,300
58,421
65,879
£200,000
£106,000
Tristram Roberts
124,300
58,421
65,879
£200,000
£106,000
Taalib Shaah
124,300
58,421
65,879
£200,000
£106,000
Stephen Shapiro
124,300
58,421
65,879
£200,000
£106,000
Sasha Wiggins
105,655
49,657
55,998
£170,000
£90,101
Total
1,472,955
711,081
761,874
£2,370,000
£1,225,861
 
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2022 of £1.609.
 
3.     On 10 March 2022 the Trustee notified the Company that on 9 March 2022 it delivered Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration for the three month period to 31 March 2022. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
 
 
Director/ PDMR
Gross - Fixed Pay (Shares)
Shares sold to cover income tax and  social security liability
Net - Fixed Pay (Shares)
Gross value (£)
Net value (£)
C.S. Venkatakrishnan
211,829
110,362
101,467
£340,833
£163,261
Tushar Morzaria
134,011
69,685
64,326
£215,625
£103,501
Mark Ashton-Rigby
123,617
58,099
65,518
£198,900
£105,419
Paul Compton
236,264
128,409
107,855
£380,150
£173,539
Alistair Currie
77,688
36,513
41,175
£125,000
£66,251
Matthew Hammerstein
53,697
25,237
28,460
£86,400
£45,793
Laura Padovani
75,839
35,644
40,195
£122,025
£64,674
Tristram Roberts
120,766
56,760
64,006
£194,313
£102,986
Taalib Shaah
108,763
51,118
57,645
£175,000
£92,751
Stephen Shapiro
54,381
25,559
28,822
£87,500
£46,375
Sasha Wiggins
34,959
16,430
18,529
£56,250
£29,814
Total
1,231,814
613,816
617,998
£1,981,996
£994,364
 
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2022 of £1.609.
 
4.     On 10 March 2022 the Trustee notified the Company that on 9 March 2022 it delivered Shares in respect of the release of Share awards granted in prior years under:
 
a.     the LTIP, including the second portion of the 2018 LTIP and the first portion of the 2019 LTIP;
b.     the SVP; and
c.     the DSVP.
 
Director/ PDMR
SVP (Shares)
LTIP (Shares)
Total gross (Shares)
Shares sold to cover income tax and  social security liability
Total net (Shares)
Gross value (£)
Net value (£)
C.S. Venkatakrishnan
470,077
 
470,077
236,638
233,439
£756,354
£375,604
Tushar Morzaria
466,423
256,182
722,605
375,754
346,851
£1,162,672
£558,082
Anna Cross
115,633
 
115,633
54,347
61,286
£186,054
£98,610
Mark Ashton-Rigby
648,915
 
648,915
304,989
343,926
£1,044,105
£553,377
Paul Compton
1,210,331
 
1,210,331
657,814
552,517
£1,947,423
£889,000
Alistair Currie
94,468
 
94,468
44,399
50,069
£152,000
£80,562
Matthew Hammerstein
102,397
 
102,397
48,126
54,271
£164,757
£87,323
Laura Padovani
57,891
 
57,891
27,208
30,683
£93,147
£49,369
Tristram Roberts
287,546
 
287,546
135,146
152,400
£462,662
£245,212
Taalib Shaah
101,015
 
101,015
47,476
53,539
£162,534
£86,145
Stephen Shapiro
67,365
 
67,365
31,661
35,704
£108,391
£57,448
Sasha Wiggins
81,727
 
81,727
38,411
43,316
£131,499
£69,696
Total
3,703,788
256,182
3,959,970
2,001,969
1,958,001
£6,371,598
£3,150,430
 
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2022 of £1.609. 
 
5.     On 14 March 2022, the Company was notified of a sale of shares by Mark Ashton-Rigby, a PDMR.
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1.a.  Barclays Long Term Incentive Plan ("LTIP")
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
C.S. Venkatakrishnan
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years, subject to performance conditions being met.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
 
3,025,210
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1.b. Barclays Group Share Value Plan ("SVP")
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
C.S. Venkatakrishnan
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
 
1,172,592
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tushar Morzaria
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Finance Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
825,116
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Anna Cross
2
 
Reason for the notification
 
a)
 
Position/status
 
Deputy Group Finance Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vests in five tranches over five years.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
394,973
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark Ashton-Rigby
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Operating Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
1,075,609
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Paul Compton
2
 
Reason for the notification
 
a)
 
Position/status
 
Global Head of the Corporate and Investment Bank and President of BBPLC
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
2,186,274
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Alistair Currie
2
 
Reason for the notification
 
a)
 
Position/status
 
Global Head of Consumer Banking & Payments
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
360,051
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Matthew Hammerstein
2
 
Reason for the notification
 
a)
 
Position/status
 
CEO, Barclays Bank UK PLC
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
384,525
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Laura Padovani
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Compliance Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
 
329,084
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tristram Roberts
2
 
Reason for the notification
 
a)
 
Position/status
 
Group HR Director 
 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
 
700,377
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Taalib Shaah
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Risk Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
480,266
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Stephen Shapiro
2
 
Reason for the notification
 
a)
 
Position/status
 
Group General Counsel and Company Secretary
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years. 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
215,439
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
Outside a trading venue
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Sasha Wiggins
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Head of Public Policy and Corporate Responsibility
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years. 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares received
£1.609 per Share
183,123
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
Not applicable
e)
 
Date of the transaction
 
 
2022-03-09
f)
 
Place of the transaction
 
 
Outside a trading venue
 
2.   Share Incentive Award (Holding Period) Shares ("SIA (HP)"))
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
C.S. Venkatakrishnan
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4 .1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£1.609 per Share
 
124,300
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4 .2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Shares
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£1.609 per Share
 
61,864
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tushar Morzaria
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Finance Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£1.609 per Share
 
124,300
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Shares
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£1.609 per Share
 
64,635
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Anna Cross
2
 
Reason for the notification
 
a)
 
Position/status
 
Deputy Group Finance Director
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4 .1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£1.609 per Share
 
124,300
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4 .2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£1.609 per Share
 
58,421
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark Ashton-Rigby
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Operating Officer
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£1.609 per Share
 
124,300
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£1.609 per Share
 
58,421
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Paul Compton
2
 
Reason for the notification
 
a)
 
Position/status
 
Global Head of the Corporate and Investment Bank and President of BBPLC
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£1.609 per Share
 
124,300
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£1.609 per Share
 
67,557
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Alistair Currie
2
 
Reason for the notification
 
a)
 
Position/status
 
Global Head of Consumer Banking & Payments
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£1.609 per Share
 
124,300
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£1.609 per Share
 
58,421
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Matthew Hammerstein
2
 
Reason for the notification
 
a)
 
Position/status
 
CEO, Barclays Bank UK PLC
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Barclays PLC
b)
 
LEI
 
213800LBQA1Y9L22JB70
4.1
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares with a nominal value of 25 pence each ("Shares")
 
GB0031348658
 
b)
 
Nature of the transaction
 
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
 
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Gross Number of Shares received
£1.609 per Share
 
124,300
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
4.2
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Shares
 
GB0031348658
 
b)
 
Nature of the transaction
 
Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s): Number of Shares sold
£1.609 per Share
 
58,421
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
Not applicable
 
 
 
 
 
e)
 
Date of the transaction
 
2022-03-09
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Laura Padovani
2
 
Reason for the notification