Statement of Changes in Beneficial Ownership (4)
February 16 2021 - 6:41AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Caywood Marty T. |
2. Issuer Name and Ticker or Trading Symbol
HomeTrust Bancshares, Inc.
[
HTBI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Chief Information Officer |
(Last)
(First)
(Middle)
HOMETRUST BANCSHARES, INC., 10 WOODFIN STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/11/2021 |
(Street)
ASHEVILLE, NC 28801
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 2/11/2021 | | F | | 262 | D | $22.92 | 5937 | D | |
Common Stock | 2/11/2021 | | A | | 1023 (1) | A | $0 | 6960 | D | |
Common Stock | 2/11/2021 | | A | | 1022 (2) | A | $0 | 7982 | D | |
Common Stock | | | | | | | | 21779 | I | By KSOP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $14.37 | | | | | | | (3) | 2/11/2023 | Common Stock | 4000 | | 4000 | D | |
Stock Option | $26 | | | | | | | (4) | 2/11/2028 | Common Stock | 10000 | | 10000 | D | |
Stock Option | $27.51 | | | | | | | (5) | 2/11/2029 | Common Stock | 15000 | | 15000 | D | |
Explanation of Responses: |
(1) | Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2022, 2023, 2024, 2025 and 2026. |
(2) | Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions. |
(3) | Represents unexercised portion of stock option granted under Issuer's 2013 Omnibus Incentive Plan, which vested as to 4,000 shares on February 11, 2018, 4,000 shares on February 11, 2019 and 4,000 shares on February 11, 2020. |
(4) | Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023. |
(5) | Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Caywood Marty T. HOMETRUST BANCSHARES, INC. 10 WOODFIN STREET ASHEVILLE, NC 28801 |
|
| EVP, Chief Information Officer |
|
Signatures
|
/s/ Tony J. VunCannon, Attorney-in-Fact for Marty T. Caywood | | 2/16/2021 |
**Signature of Reporting Person | Date |
HomeTrust Bancshares (NASDAQ:HTBI)
Historical Stock Chart
From Aug 2024 to Sep 2024
HomeTrust Bancshares (NASDAQ:HTBI)
Historical Stock Chart
From Sep 2023 to Sep 2024