Additional Proxy Soliciting Materials (definitive) (defa14a)
April 28 2020 - 06:07AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C.
20549
SCHEDULE 14A
PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE
SECURITIES EXCHANGE ACT OF
1934
Filed by the
Registrant þ
Filed by a Party
other than the Registrant ¨
Check the
appropriate box:
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Preliminary Proxy
Statement
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Confidential, for Use
of the Commission Only (as permitted by Rule
14a-6(e)(2))
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Definitive Proxy
Statement
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þ
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Definitive Additional
Materials
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Soliciting Material
Pursuant to Section 240.14a-12
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DOLPHIN ENTERTAINMENT, INC.
(Name of Registrant as Specified in Its Charter)
(Name of Person(s) Filing Proxy Statement, if Other Than the
Registrant)
Payment of Filing
Fee (check the appropriate box):
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¨
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Fee computed on table
below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title of each class of
securities to which transaction applies:
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(2)
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Aggregate number of
securities to which transaction applies:
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(3)
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Per unit price or other
underlying value of transaction computed pursuant to Exchange Act
Rule 0-11 (Set forth the amount on which the filing fee is
calculated and state how it was determined):
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(4)
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Proposed maximum
aggregate value of transaction:
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Fee paid previously with
preliminary materials.
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Check box if any part of
the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and
identify the filing for which the offsetting fee was paid
previously. Identify the previous filing by registration statement
number, or the Form or Schedule and the date of its filing.
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(1)
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Amount Previously
Paid:
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(2)
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Form, Schedule or
Registration Statement No.:
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*** Exercise Your Right to Vote ***
Important Notice Regarding the Availability of Proxy
Materials for the
Shareholder Meeting to Be Held on June 19, 2020
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Meeting Information
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DOLPHIN ENTERTAINMENT, INC.
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Meeting Type:
Annual Meeting
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For holders as of:
April 17, 2020
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Date: June 19, 2020
Time:
10:00 AM EDT
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Location:
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Meeting live via Audio
Webcast - please visit
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www.virtualshareholdermeeting.com/DLPN2020
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You are receiving this communication because you hold
shares in the above named company.
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DOLPHIN
ENTERTAINMENT, INC.
2151 LE
JEUNE ROAD SUITE 150-MEZZANINE
CORAL
GABLES, FL 33134
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This is not a ballot. You cannot use this notice to vote
these shares. This communication presents only an overview of the
more complete proxy materials that are available to you on the
Internet. You may view the proxy materials online at
www.proxyvote.com or easily request a paper copy (see
reverse side).
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We encourage you to access and review all of the
important information contained in the proxy materials before
voting.
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See the reverse side of this notice to obtain proxy materials
and voting instructions.
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— Before You Vote —
How to Access the Proxy Materials
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Proxy
Materials Available to VIEW or RECEIVE:
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1.
Notice & Proxy Statement 2.
Form 10-K
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How
to View Online:
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Have the
information that is printed in the box marked by the arrow
è
xxxx xxxx xxxx xxxx (located on the following
page) and visit: www.proxyvote.com.
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How
to Request and Receive a PAPER or E-MAIL Copy:
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If you
want to receive a paper or e-mail copy of these documents, you must
request one. There is NO charge for requesting a copy. Please
choose one of the following methods to make your request:
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1)
BY INTERNET:
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www.proxyvote.com
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2)
BY TELEPHONE:
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1-800-579-1639
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3)
BY E-MAIL*:
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sendmaterial@proxyvote.com
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* If
requesting materials by e-mail, please send a blank e-mail with the
information that is printed in the box marked by the arrow
è
xxxx xxxx xxxx xxxx (located on the following
page) in the subject line.
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Requests, instructions and other inquiries sent to this e-mail
address will NOT be forwarded to your investment advisor. Please
make the request as instructed above on or before June 7, 2020 to
facilitate timely delivery.
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— How To Vote —
Please Choose One of the Following Voting Methods
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Vote
In Person: Many shareholder meetings have attendance
requirements including, but not limited to, the possession of an
attendance ticket issued by the entity holding the meeting. Please
check the meeting materials for any special requirements for
meeting attendance. At the meeting, you will need to request a
ballot to vote these shares.
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Vote
By Internet: To vote now by Internet, go to
www.proxyvote.com. Have the information that is printed in
the box marked by the arrow è
xxxx xxxx xxxx xxxx available and follow the
instructions.
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Vote
By Mail: You can vote by mail by requesting a paper copy of the
materials, which will include a proxy card.
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Voting items
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The Board of Directors recommends you vote FOR the
following:
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1.
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Election of Directors
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Nominees:
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01)
William O'Dowd, IV
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02)
Michael Espensen
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03)
Nelson Famadas
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04)
Leslee Dart
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05)
Mirta A. Negrini
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06)
Nicholas Stanham, Esq.
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07)
Anthony Leo
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08)
Claudia Grillo
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09)
Charles Dougiello
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2.
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Ratify the selection of BDO USA, LLP as our independent registered
public accounting firm for the 2020 fiscal year.
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3.
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Non-binding resolution to approve executive compensation of the
Company's named executive officers.
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NOTE: Such
other business as may properly come before the meeting or any
adjournment thereof.
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