Aurum Mining PLC Holding(s) in Company (7067Q)
December 01 2016 - 6:01AM
UK Regulatory
TIDMAUR
RNS Number : 7067Q
Aurum Mining PLC
01 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Aurum Mining
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- ------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights NO
---------------------------------------------------------- -----------------------------
An acquisition or disposal of qualifying financial YES
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- -----------------------------
An acquisition or disposal of instruments with NO
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- -----------------------------
An event changing the breakdown of voting rights NO
---------------------------------------------------------- -----------------------------
Other (please
specify):
-------------------------------------------------------- -----------------------------
3. Full name of person(s) Paul Kavanagh 3.32%
subject to the Other Discretionary Clients
notification obligation: 7.72%
(iii)
--------------------------------------------------------- ------------------------------
4. Full name of shareholder(s) SPREADEX LTD
(if different from 3.):(iv)
--------------------------------------------------------- ------------------------------
5. Date of the transaction 23/11/2016
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ------------------------------
6. Date on which issuer 30/11/2016
notified:
--------------------------------------------------------- ------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 11%
--------------------------------------------------------- ------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
Ordinary
1 - 3,755,023 3,755,023 3,755,023 3,755,023 1.15%
--------------- --------------- -------------- ------------ ------------ ------------ -----------
GB00B00T3528
-------------- ----------- ----------- ------------ ---------- ------------ -------- ---------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ------------------------------- ---------------------------- ---------------------
CFD/SPREADBET 32,270.000 9.89%
------------------ ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- ---------------- ---------------------------- -----------------------
Nominal Delta
---------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- -------------------------------------------------------------------
36,025,023 11.04%
-------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- -------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- -------------
13. Additional information:
------------------------------------------------------------- -------------
14. Contact name: DAVID CORBEN
------------------------------------------------------------- -------------
15. Contact telephone number: 01727 895135
------------------------------------------------------------- -------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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