Form 8.5 (EPT/RI) - Sumo Group plc
November 22 2021 - 2:49AM
Form 8.5 (EPT/RI) - Sumo Group plc
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT
PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A
CLIENT-SERVING CAPACITY
1. KEY
INFORMATION
(a) Name of
exempt principal trader: |
Investec Bank plc |
(b) Name of
offeror/offeree in relation to whose relevant securities this form
relates:
Use a separate form
for each offeror/offeree |
Sumo Group plc |
(c) Name of
the party to the offer with which exempt principal trader is
connected: |
Investec is Joint Broker to Sumo Group plc |
d) Date
dealing undertaken: |
19th November 2021 |
(e) Has the
EPT previously disclosed, or is it today disclosing, in respect of
any other party to this offer? |
No |
2. DEALINGS
BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases
and sales
Class of relevant security |
Purchases/ sales |
Total number of securities |
Highest price per unit paid/received
(pence) |
Lowest price per unit paid/received
(pence) |
Ordinary Shares |
Purchases |
17,746 |
487 |
487 |
Ordinary Shares |
Sales |
15,857 |
487 |
487 |
(b) Derivatives
transactions (other than options)
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a
long/short position, increasing/reducing a long/ short
position |
Number of reference securities |
Price per unit |
|
|
|
|
|
(c) Options
transactions in respect of existing securities
(i) Writing,
selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercising
Class of relevant security |
Product description e.g. call option |
Number of securities |
Exercise price per unit |
|
|
|
|
(d) Other
dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription,
conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
The currency of all prices and other monetary
amounts should be stated.
Where there have been dealings in more than one
class of relevant securities of the offeror or offeree named in
1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each
additional class of relevant security dealt in.
3. OTHER
INFORMATION
(a) Indemnity
and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating to
relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the offer: If there are no such
agreements, arrangements or understandings, state “none” |
None |
(b) Agreements,
arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the exempt principal trader making the
disclosure and any other person relating to:
(i) the
voting rights of any relevant securities under any option;
or
(ii) the
voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced: If there
are no such agreements, arrangements or understandings, state
“none” |
None |
Date of disclosure: |
22nd November
2021 |
Contact name: |
Jacqueline Lovis |
Telephone number: |
0207 597 4815 |
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