Barclays PLC Form 8.5 (EPT/NON-RI) Biffa plc Amendment (1880Q)
June 24 2022 - 11:59AM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 1880Q
Barclays PLC
24 June 2022
FORM 8.5 (EPT/NON-RI) Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
(a) LTD
-----------------------------------------------------
Name of offeror/offeree in relation BIFFA PLC
(b) to whose
-------------------------------------
relevant securities this form relates:
------ ----------------------------------------------------- ---- ------ ------
Name of the party to the offer with Energy Capital Partners,
(c) which exempt LLC
-------------------------------------
principal trader is connected
------ -------------------------------------------- ------- ---- ------ ------
Date position held/dealing undertaken: 22 June 2022
(d)
------ ----------------------------------------------------- -------------------------------------
In addition to the company in 1(b) NO
(e) above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
------ ----------------------------------------------------- ------------------------- ---- ----
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 1p ordinary
----------------------- ------------------------------
Interests Short Positions
----------------------- ------------------------------
Number (%) Number (%)
------------------------------------------ ------------ --------- ------------------- ---------
(1) Relevant securities
owned
and/or controlled: 6,555,481 2.14% 1,654,428 0.54%
(2) Cash-settled derivatives:
1,462,993 0.48% 6,074,312 1.99%
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 8,018,474 2.62% 7,728,740 2.53%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
--------------------------------------------------------------------------------------- ---------
Details, including nature of the rights
concerned and relevant percentages:
--------------------------------------------------------------------------------------- ---------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
------------ ---------------------------------- -------------- --------------
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
------------ -------------- -------------- -------------- --------------
1p ordinary Purchase 434,480 4.0410 GBP 4.016 GBP
---------------- ---------------- -------------- --------------
1p ordinary Sale 133,528 4.0400 GBP 4.016 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------ -------------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------ -------------- -------------- ------------ -----------
1p ordinary CFD Decreasing 5,915 4.0413 GBP
Long
---------------- ---------------- ------------ -----------
1p ordinary SWAP Decreasing 46 4.0285 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Decreasing 376 4.0540 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Decreasing 1,175 4.0433 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Decreasing 1,647 4.0400 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Decreasing 5,348 4.0257 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Decreasing 9,054 4.0308 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Decreasing 11,392 4.0369 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Decreasing 16,909 4.0316 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Decreasing 55,817 4.0336 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 28,304 4.0341 GBP
Long
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 36 4.0314 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 80 4.0195 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 1,056 4.0296 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 1,647 4.0400 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 1,894 4.0348 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 2,184 4.0339 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 3,368 4.0414 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 3,965 4.0316 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 19,618 4.0376 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 19,923 4.0393 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 27,251 4.0389 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 50,516 4.0382 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Increasing 200,000 4.0313 GBP
Short
---------------- ---------------- ------------ -----------
1p ordinary SWAP Opening Short 72,422 4.0394 GBP
---------------- ---------------- ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ ---------------- ------ ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number Exercise
against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
----------------------------------------------------------------------------------------------------------------
NONE
----------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
----------------------------------------------------------------------------- ------ ------------ -----------
NONE
----------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------
Date of disclosure: 24 Jun 2022
Contact name: Large Holdings Regulatory Operations
020 3134
Telephone number: 7213
---------------- ------ ------------ -----------
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