Statement of Changes in Beneficial Ownership (4)
July 27 2020 - 06:09PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * BELGYA
MARK R |
2. Issuer Name and Ticker or Trading
Symbol J M SMUCKER Co [ SJM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Vice Chair |
(Last)
(First)
(Middle)
ONE STRAWBERRY LANE |
3. Date of Earliest Transaction (MM/DD/YYYY)
7/24/2020
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(Street)
ORRVILLE, OH 44667-0280
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Shares |
7/24/2020 |
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S(1) |
|
750 |
D |
$110 |
35047 |
D |
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Common Shares |
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10426.33 |
I |
By 401(k) (2) |
Common Shares |
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|
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770 |
I |
by Daughter-Karli (3) |
Common Shares |
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|
|
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870 |
I |
by Daughter-Kristi (3) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
This sale was effected
pursuant to a Rule 10b5-1 trading plan entered into by the
reporting person during an open SJM trading window. |
(2) |
This amount includes shares
acquired under (i) the Company's 401(k) plan since the date of the
reporting person's last ownership report and (ii) the Company's
dividend reinvestment plan as administered by its transfer
agent. |
(3) |
The reporting person
disclaims beneficial ownership of these shares. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
BELGYA MARK R
ONE STRAWBERRY LANE
ORRVILLE, OH 44667-0280 |
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Vice Chair |
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Signatures
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/s/ Jeannette L. Knudsen, POA |
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7/27/2020 |
**Signature of
Reporting Person |
Date |