Form 4 - Statement of changes in beneficial ownership of securities
February 26 2024 - 6:05PM
Edgar (US Regulatory)
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
|
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
| C/O SHAKE SHACK INC. |
| 225 VARICK STREET, SUITE 301 |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
Shake Shack Inc.
[ SHAK ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
X |
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
|
Chief Executive Officer |
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
02/22/2024
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
| X |
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| CLASS B COMMON STOCK |
02/22/2024 |
|
G |
|
16,500 |
D |
$0
|
237,551 |
D |
|
| CLASS B COMMON STOCK |
|
|
|
|
|
|
|
55,972 |
I |
BY TRUST
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Common Membership Interests |
|
02/22/2024 |
|
G |
|
|
16,500 |
|
|
CLASS A COMMON STOCK |
16,500 |
|
237,551 |
D |
|
| Common Membership Interests |
|
|
|
|
|
|
|
|
|
CLASS A COMMON STOCK |
55,972 |
|
55,972 |
I |
BY TRUST
|
1. Name and Address of Reporting Person*
| C/O SHAKE SHACK INC. |
| 225 VARICK STREET, SUITE 301 |
(Street)
Relationship of Reporting Person(s) to Issuer
| X |
Director |
X |
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
|
Chief Executive Officer |
|
|
|
1. Name and Address of Reporting Person*
| C/O SHAKE SHACK INC. |
| 225 VARICK STREET, SUITE 301 |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
| C/O SHAKE SHACK INC., |
| 225 VARICK STREET, SUITE 301 |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
| C/O SHAKE SHACK INC., |
| 225 VARICK STREET, SUITE 301 |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
| Explanation of Responses: |
|
|
| Remarks: |
|
|
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Randall J. Garutti |
02/26/2024 |
|
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Maria L. Garutti |
02/26/2024 |
|
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Ronald J. Garutti, Jr. |
02/26/2024 |
|
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for The Randall J. Garutti 2014 GST Trust |
02/26/2024 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Shake Shack (NYSE:SHAK)
Historical Stock Chart
From Mar 2024 to Apr 2024
Shake Shack (NYSE:SHAK)
Historical Stock Chart
From Apr 2023 to Apr 2024
