Statement of Changes in Beneficial Ownership (4)
December 26 2019 - 4:40PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Price Charles E |
2. Issuer Name and Ticker or Trading Symbol
Charah Solutions, Inc.
[
CHRA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
P.O. BOX 436317 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/23/2019 |
(Street)
LOUISVILLE, KY 40253
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK | 12/23/2019 | | S | | 1680 | D | $2.52 (1) | 4549509 | I | See Footnotes (2)(3) |
COMMON STOCK | 12/24/2019 | | S | | 1562 | D | $2.50 | 4547947 | I | See Footnotes (2)(3) |
COMMON STOCK | 12/26/2019 | | S | | 10570 | D | $2.46 (4) | 4537377 | I | See Footnotes (2)(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Weighted average sale price. On 12/23/2019, the reporting person sold the shares within a range of $2.50 to $2.53. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
(2) | Shares held directly by CEP Holdings, Inc. |
(3) | Charles E. Price is the sole stockholder and director of CEP Holdings, Inc. and, in such capacity, may be deemed to be a beneficial owner of the common stock held by CEP Holdings, Inc. |
(4) | Weighted average sale price. On 12/26/2019, the reporting person sold the shares within a range of $2.45 to $2.50. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Price Charles E P.O. BOX 436317 LOUISVILLE, KY 40253 |
| X |
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CEP HOLDINGS, INC. P.O. BOX 436317 LOUISVILLE, KY 40253 |
| X |
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Signatures
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/s/ Charles E. Price, individually and as President on behalf of CEP Holdings, Inc. | | 12/26/2019 |
**Signature of Reporting Person | Date |
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