Statement of Changes in Beneficial Ownership (4)
June 04 2020 - 7:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
HUBBARD TODD R |
2. Issuer Name and Ticker or Trading Symbol
PACCAR INC
[
PCAR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VICE PRESIDENT |
(Last)
(First)
(Middle)
777 106TH AVE NE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/2/2020 |
(Street)
BELLEVUE, WA 98004
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
COMMON STOCK | | | | | | | | 3430 | D | |
COMMON STOCK (SIP) (1) | 6/2/2020 | | J(2) | | 13.785 | A | $73.43 | 3161.141 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
STOCK OPTION (4) | $59.15 | | | | | | | 1/1/2017 | 2/7/2024 | COMMON STOCK | 6302 | | 6302 | D | |
STOCK OPTION (4) | $62.46 | | | | | | | 1/1/2018 | 2/4/2025 | COMMON STOCK | 5326 | | 5326 | D | |
STOCK OPTION (4) | $67.63 | | | | | | | 1/1/2020 | 2/7/2027 | COMMON STOCK | 6200 | | 6200 | D | |
STOCK OPTION (4) | $68.69 | | | | | | | 1/1/2021 | 2/7/2028 | COMMON STOCK | 5886 | | 5886 | D | |
STOCK OPTION (4) | $65.56 | | | | | | | 1/1/2022 | 2/6/2029 | COMMON STOCK | 9936 | | 9936 | D | |
STOCK OPTION (4) | $76.18 | | | | | | | 1/1/2023 | 2/4/2030 | COMMON STOCK | 7370 | | 7370 | D | |
STOCK UNITS (LTIP) (5) | (5) | | | | | | | (5) | (5) | COMMON STOCK | 2097 | | 2097 | D | |
Explanation of Responses: |
(1) | Shares held in PACCAR Savings Investment Plan (SIP). |
(2) | Dividend on PACCAR Savings Investment Plan (SIP) shares reinvested pursuant to SIP. |
(3) | Balance reflects a pro-rata, fractional share adjustment made by the SIP that was exempt under Rules 16b-3(c) and 16b-3(d). |
(4) | Option to buy awarded under PACCAR Long Term Incentive Plan (LTIP). |
(5) | Restricted stock units held in deferred phantom stock account under LTIP convertible to common stock on a one-for-one basis upon satisfaction of all applicable vesting conditions. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HUBBARD TODD R 777 106TH AVE NE BELLEVUE, WA 98004 |
|
| VICE PRESIDENT |
|
Signatures
|
Todd R. Hubbard by Michael R. Beers POA | | 6/4/2020 |
**Signature of Reporting Person | Date |
PACCAR (NASDAQ:PCAR)
Historical Stock Chart
From Aug 2024 to Sep 2024
PACCAR (NASDAQ:PCAR)
Historical Stock Chart
From Sep 2023 to Sep 2024