Current Report Filing (8-k)
June 17 2020 - 9:30AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): June 17, 2020
PAVMED
INC.
|
(Exact
Name of Registrant as Specified in Charter)
|
Delaware
|
|
001-37685
|
|
47-1214177
|
(State
or Other Jurisdiction
of
Incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
One
Grand Central Place, Suite 4600, New York, New York
|
|
10165
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code: (212) 949-4319
N/A
|
(Former
Name or Former Address, if Changed Since Last Report)
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).
|
|
|
[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).
|
|
|
[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).
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|
[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
Common
Stock, Par Value $0.001 Per Share
|
|
PAVM
|
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The
Nasdaq Stock Market LLC
|
Series
Z Warrants to Purchase Common Stock
|
|
PAVMZ
|
|
The
Nasdaq Stock Market LLC
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Series
W Warrants to Purchase Common Stock
|
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PAVMW
|
|
The
Nasdaq Stock Market LLC
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
7.01.
|
Regulation
FD Disclosure.
|
On
June 17, 2020, PAVmed Inc. (the “Company”) issued a press release announcing that the Company is set to join
the small-cap Russell 2000® Index and the broad-market Russell 3000® Index as part of the indexes’ annual reconstitution,
effective after the U.S. market open on June 29, 2020, according to a preliminary list of additions posted by FTSE Russell on
June 12, 2020. Attached as Exhibit 99.1 to this Current Report is a copy of the press release, which is incorporated herein by
reference.
The
information furnished under this Item 7.01 shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, nor shall it be deemed incorporated by reference in any disclosure document of the Company, except as shall
be expressly set forth by specific reference in such document.
Item
9.01.
|
Financial
Statements and Exhibits.
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
June 17, 2020
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PAVMED
INC.
|
|
|
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By:
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/s/
Dennis M. McGrath
|
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Dennis
M. McGrath
|
|
|
President
and Chief Financial Officer
|
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