Statement of Changes in Beneficial Ownership (4)
July 07 2020 - 5:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Choe Michelle Sun |
2. Issuer Name and Ticker or Trading Symbol
lululemon athletica inc.
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LULU
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Product Officer |
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(Last)
(First)
(Middle)
C/O LULULEMON ATHLETICA INC., 1818 CORNWALL AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/2/2020 |
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(Street)
VANCOUVER, A1 V6J 1C7
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 7/2/2020 | | M | | 179 | A | $69.3 | 10370 | D | |
| Common Stock | 7/2/2020 | | M | | 1460 | A | $51.87 | 11830 | D | |
| Common Stock | 7/2/2020 | | M | | 2797 | A | $85.96 | 14627 | D | |
| Common Stock | 7/2/2020 | | M | | 308 | A | $155.97 | 14935 | D | |
| Common Stock | 7/2/2020 | | S | | 4744 | D | $312.15 | 10191 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | $69.3 | 7/2/2020 | | M | | | 179 | (1) | 12/9/2023 | Common Stock | 179 | $0 | 180 | D | |
| Stock Option (Right to Buy) | $51.87 | 7/2/2020 | | M | | | 1460 | (2) | 3/31/2024 | Common Stock | 1460 | $0 | 1459 | D | |
| Stock Option (Right to Buy) | $85.96 | 7/2/2020 | | M | | | 2797 | (3) | 3/28/2025 | Common Stock | 2797 | $0 | 2796 | D | |
| Stock Option (Right to Buy) | $155.97 | 7/2/2020 | | M | | | 308 | (4) | 9/20/2025 | Common Stock | 308 | $0 | 925 | D | |
| Explanation of Responses: |
| (1) | These options vested as to 25% on each of December 9, 2017, December 9, 2018 and December 9, 2019, and will vest as to 25% on December 9, 2020, subject to the reporting person's continued employment or association with the issuer through such date. |
| (2) | These options vested as to 25% on each of March 31, 2018, March 31, 2019 and March 31, 2020, and will vest as to 25% on March 31, 2021, subject to the reporting person's continued employment or association with the issuer through such date. |
| (3) | These options vested as to 25% on each of March 28, 2019 and March 28, 2020, and will vest as to 25% on each of March 28, 2021 and March 28, 2022, subject to the reporting person's continued employment or association with the issuer through each such date. |
| (4) | These options vested as to 25% on September 20, 2019, and will vest as to 25% on each of September 20, 2020, September 20, 2021, and September 20, 2022, subject to the reporting person's continued employment or association with the issuer through each such date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Choe Michelle Sun
C/O LULULEMON ATHLETICA INC.
1818 CORNWALL AVENUE
VANCOUVER, A1 V6J 1C7 |
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| Chief Product Officer |
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Signatures
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| /s/ Michelle Sun Choe by Alex Grieve, Attorney-in-Fact | | 7/7/2020 |
| **Signature of Reporting Person | Date |
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