Statement of Changes in Beneficial Ownership (4)
December 23 2020 - 5:24PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Zink Ryan M |
2. Issuer Name and Ticker or Trading Symbol
Good Times Restaurants Inc.
[
GTIM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO |
(Last)
(First)
(Middle)
141 UNION BOULEVARD #400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/21/2020 |
(Street)
LAKEWOOD, CO 80228
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 12/21/2020 | | P | | 5000 | A | $2.10 | 77361 | D | |
Common Stock | 12/22/2020 | | P |
V
| 258 | A | $2.17 | 77619 | D | |
Common Stock | 12/22/2020 | | P |
V
| 1600 | A | $2.22 | 79219 | D | |
Common Stock | 12/22/2020 | | P |
V
| 2000 | A | $2.23 | 81219 | D | |
Common Stock | 12/22/2020 | | P |
V
| 3400 | A | $2.25 | 84619 | D | |
Common Stock | | | | | | | | 5000 | I | Shares held in spouse's IRA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0.00 | | | | | | | 11/16/2020 (1) | 11/16/2021 | Common Stock | 4341 | | 4341 | D | |
Incentive Stock Options (Right to buy) | $5.00 | | | | | | | 10/12/2018 (2) | 10/12/2028 | Common Stock | 15000 | | 15000 | D | |
Incentive Stock Options (Right to buy) | $4.66 | | | | | | | 11/16/2018 (3) | 11/16/2028 | Common Stock | 12876 | | 27876 | D | |
Explanation of Responses: |
(1) | The Reporting Person was granted 13,021 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
(2) | The reporting person was granted 15,000 Incentive Stock Options on October 12, 2018 vesting at 1/5 of the total granted amount over five years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
(3) | The reporting person was granted 12,876 Incentive Stock Options on November 16, 2018 vesting at 1/5 of the total granted amount over five years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Zink Ryan M 141 UNION BOULEVARD #400 LAKEWOOD, CO 80228 |
|
| CEO |
|
Signatures
|
/s/ Ryan M. Zink | | 12/23/2020 |
**Signature of Reporting Person | Date |
Good Times Restaurants (NASDAQ:GTIM)
Historical Stock Chart
From Aug 2024 to Sep 2024
Good Times Restaurants (NASDAQ:GTIM)
Historical Stock Chart
From Sep 2023 to Sep 2024