Statement of Changes in Beneficial Ownership (4)
February 20 2020 - 5:45PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Meyers Charles J |
2. Issuer Name and Ticker or Trading Symbol
EQUINIX INC
[
EQIX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and President |
(Last)
(First)
(Middle)
ONE LAGOON DRIVE, 4TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/18/2020 |
(Street)
REDWOOD CITY, CA 94065
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/18/2020 | | M | | 1725 | A | $0 | 11138 (1) | D | |
Common Stock | 2/18/2020 | | M | | 1674 | A | $0 | 12812 | D | |
Common Stock | 2/18/2020 | | S(2) | | 200 | D | $640.225 (3) | 12612 | D | |
Common Stock | 2/18/2020 | | S(2) | | 300 | D | $641.24 (4) | 12312 | D | |
Common Stock | 2/18/2020 | | S(2) | | 583 | D | $642.5177 (5) | 11729 | D | |
Common Stock | 2/18/2020 | | S(2) | | 400 | D | $644.16 (6) | 11329 | D | |
Common Stock | 2/18/2020 | | S(2) | | 100 | D | $644.81 | 11229 | D | |
Common Stock | 2/18/2020 | | S(2) | | 200 | D | $646.455 (7) | 11029 | D | |
Common Stock | 2/18/2020 | | S(2) | | 100 | D | $647.89 | 10929 | D | |
Common Stock | 2/19/2020 | | S(8) | | 200 | D | $642.02 (9) | 10729 | D | |
Common Stock | 2/19/2020 | | S(8) | | 342 | D | $644.2888 (10) | 10387 | D | |
Common Stock | 2/19/2020 | | S(8) | | 321 | D | $645.7664 (11) | 10066 | D | |
Comon Stock | 2/19/2020 | | S(8) | | 100 | D | $646.4 | 9966 | D | |
Common Stock | 2/19/2020 | | S(8) | | 500 | D | $648.38 (12) | 9466 | D | |
Common Stock | 2/19/2020 | | S(8) | | 158 | D | $649.8394 (13) | 9308 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0 | 2/18/2020 | | M | | | 1725 | (14) | (15) | Common Stock | 1725 | $0 | 0 | D | |
Restricted Stock Units | $0 | 2/18/2020 | | M | | | 1674 | (16) | (15) | Common Stock | 1674 | $0 | 1673 | D | |
Explanation of Responses: |
(1) | Includes 59 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on February 14, 2020. |
(2) | Shares were sold pursuant to a 10b5-1 Trading Plan |
(3) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $639.79 to $640.66, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 through 7 to this Form 4. |
(4) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $640.80 to $641.53 inclusive. |
(5) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $642.19 to $643.11 inclusive. |
(6) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $643.65 to $644.57 inclusive. |
(7) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $646.17 to $646.74 inclusive. |
(8) | Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. |
(9) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $641.84 to $642.20, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 10 through 13 to this Form 4. |
(10) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $643.97 to $644.69 inclusive. |
(11) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $645.19 to $646.19 inclusive. |
(12) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $647.94 to $648.73 inclusive. |
(13) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $649.39 to $650.10 inclusive. |
(14) | On February 16, 2017, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2017. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 28, 2018, 25% will vest on February 15, 2019 and the remaining 25% will on February 15, 2020, subject solely to continued service. |
(15) | Restricted Stock Unit award expires upon reporting person's termination of services. |
(16) | On February 27, 2018, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2018. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 25, 2019, 25% will vest on February 15, 2020 and the remaining 25% will on February 15, 2021, subject solely to continued service. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Meyers Charles J ONE LAGOON DRIVE 4TH FLOOR REDWOOD CITY, CA 94065 |
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| CEO and President |
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Signatures
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Samantha Lagocki, POA | | 2/20/2020 |
**Signature of Reporting Person | Date |
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