Current Report Filing (8-k)
November 15 2022 - 4:06PM
Edgar (US Regulatory)
0001679063
false
0001679063
2022-11-15
2022-11-15
0001679063
us-gaap:CommonStockMember
2022-11-15
2022-11-15
0001679063
us-gaap:PreferredStockMember
2022-11-15
2022-11-15
0001679063
csse:NotesMember
2022-11-15
2022-11-15
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
November 15, 2022
Chicken Soup for the Soul Entertainment Inc. |
(Exact Name of Registrant as Specified in Charter) |
Delaware |
|
001-38125 |
|
81-2560811 |
(State or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
132 E. Putnam Avenue, Floor 2W, Cos Cob, CT |
|
06807 |
(Address of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: (855) 398-0443
N/A |
(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2.
below):
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c)) |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Ticker symbol(s) |
|
Name of each exchange on which registered |
Class A Common Stock, $0.0001 par value per share |
|
CSSE |
|
The Nasdaq Stock Market LLC |
9.75% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.0001 par value per share |
|
CSSEP |
|
The Nasdaq Stock Market LLC |
9.50% Notes due 2025 |
|
CSSEN |
|
The Nasdaq Stock Market LLC |
Securities registered pursuant to Section 12(g) of the Act:
Title of each class |
|
Ticker symbol(s) |
|
Name of each exchange on which registered |
Class W Warrants to purchase Class A Common Stock |
|
CSSEW |
|
OTC Markets |
Class Z Warrants to purchase Class A Common Stock |
|
CSSEZ |
|
OTC Markets |
Item 7.01. |
Regulation FD Disclosure. |
Attached as Exhibit
99.1 to this Current Report on Form 8-K is an investor presentation that Chicken Soup for the Soul Entertainment Inc. (the “Company”)
plans to use for public relations and other purposes.
The information furnished under this Item 7.01,
including the exhibit related thereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended, nor shall it be deemed incorporated by reference in any disclosure document of the Company, except as shall be expressly
set forth by specific reference in such document.
Item 9.01. |
Financial Statements and Exhibits. |
|
Exhibit No. |
Description |
|
|
|
|
99.1 |
Investor Presentation |
|
|
|
|
104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 15, 2022 |
CHICKEN SOUP FOR THE SOUL ENTERTAINMENT INC. |
|
|
|
|
|
By: |
/s/ William J. Rouhana, Jr. |
|
|
Name: William J. Rouhana, Jr. |
|
|
Title: Chief Executive Officer |
Chicken Soup for the Sou... (NASDAQ:CSSE)
Historical Stock Chart
From Aug 2024 to Sep 2024
Chicken Soup for the Sou... (NASDAQ:CSSE)
Historical Stock Chart
From Sep 2023 to Sep 2024