Standard Chartered PLC Holding(s) in Company (9591F)
March 12 2020 - 11:00AM
UK Regulatory
TIDMSTAN
RNS Number : 9591F
Standard Chartered PLC
12 March 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the Standard Chartered plc
underlying issuer of existing shares
to which voting rights are attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
-------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
-------
An acquisition or disposal of financial instruments X
-------
An event changing the breakdown of voting rights
-------
Other (please specify):
-------
3. Details of person subject to the notification obligation
Name Wellington Management Group LLP
---------------------------------------------------
City and country of registered Boston, USA
office (if applicable)
---------------------------------------------------
4. Full name of shareholder(s) (if different from 3)
Name BBH ISL NOMINEES LTD
BNY Mellon Nominees Limited
Euroclear Nominees Limited
GOLDMAN SACHS INTERNATIONAL
JP Morgan Chase Nominees Limited
Mellon Nominees (UK) Ltd.
Nortrust Nominees Limited
ROY Nominees Limited
State Street Nominees Limited
VIDACOS NOMINEES LIMITED
---------------------------------------------------
City and country of registered
office (if applicable)
---------------------------------------------------
5. Date on which the threshold 10/03/2020
was crossed or reached:
---------------------------------------------------
6. Date on which issuer notified 11/03/2020
(DD/MM/YYYY):
---------------------------------------------------
7. Total positions of person(s) subject to the notification obligation:
% of voting % of voting Total of Total number
rights attached rights through both in of voting
to shares financial instruments % rights of
issuer
(total of 8.A) (total of 8.B.1 (8.A +
+ 8.B.2) 8.B)
----------------- ----------------------- --------- ---------------
Resulting situation
on the date on which
threshold was crossed
or reached 4.27% 0.73% 5.00% 796,533,978
----------------- ----------------------- --------- ---------------
Position of previous
notification (if applicable) 4.26% 0.73% 4.99%
----------------- ----------------------- --------- ---------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of shares
ISIN code
(if possible)
----------------------------------------------------------------- --------------------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of Directive (Art 9 (Art 10 of
Directive 2004/109/EC) (DTR5.2.1) of Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.1) (DTR5.2.1)
--------------- ------------------------------------------------ --------------- ---------------
GB0004082847
Common Stock 34,041,002 4.27%
--------------- ------------------------------------------------ --------------- ---------------
SUBTOTAL 8.A 34,041,002 4.27%
----------------------------------------------------------------- --------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that may be rights
instrument Period acquired if the instrument
is exercised/converted
--------------- ------------------------ --------------------------------------- ---------------
1,695,036 Equity
Call Option shares
Equity Call or 1,695,036 votes
Option 21/08/2020 01/01/1900to21/08/2020 on a converted basis 0.21%
--------------- ------------------------ --------------------------------------- ---------------
1,129,803 Equity
Call Option shares
Equity Call or 1,129,803 votes
Option 21/08/2020 01/01/1900to21/08/2020 on a converted basis 0.14%
--------------- ------------------------ --------------------------------------- ---------------
SUBTOTAL
8.B.1 2,824,839 0.35%
--------------------------------------- ---------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical Number of % of voting
financial date Conversion or cash voting rights rights
instrument Period settlement
--------------- ------------------------ ----------------- -------------------- ---------------
1,695,036
Equity Put
Option shares
or 1,695,036
votes on
Equity Put Physical a converted
Option 21/08/2020 01/01/1900to21/08/2020 settlement basis 0.21%
--------------- ------------------------ ----------------- -------------------- ---------------
1,129,803
Equity Put
Option shares
or 1,129,803
votes on
Equity Put Physical a converted
Option 21/08/2020 01/01/1900to21/08/2020 settlement basis 0.14%
--------------- ------------------------ ----------------- -------------------- ---------------
81,688 Equity
Swap shares
or 81,688
votes on
a converted
Equity Swap 20/05/2020 13/02/2020to20/05/2020 Cash settlement basis 0.01%
--------------- ------------------------ ----------------- -------------------- ---------------
32,033 Equity
Swap shares
or 32,033
votes on
a converted
Equity Swap 20/05/2020 02/03/2020to20/05/2020 Cash settlement basis 0.00%
--------------- ------------------------ ----------------- -------------------- ---------------
28,392 Equity
Swap shares
or 28,392
votes on
a converted
Equity Swap 20/05/2020 03/03/2020to20/05/2020 Cash settlement basis 0.00%
--------------- ------------------------ ----------------- -------------------- ---------------
1,848 Index
Future shares
or 19,355
votes on
a converted
Index Future 10/03/2020 01/01/1900to10/03/2020 Cash settlement basis 0.00%
--------------- ------------------------ ----------------- -------------------- ---------------
362,342
Exchange
Traded Fund
shares or
3,780 votes
Exchange on a converted
Traded Fund 10/03/2020 10/03/2020 Cash settlement basis 0.00%
--------------- ------------------------ ----------------- -------------------- ---------------
SUBTOTAL
8.B.2 2,990,087 0.38%
-------------------- ---------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer.
Full chain of controlled undertakings through which the voting X
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary)
--------
Name % of voting rights % of voting rights Total of both
if it equals through financial if it equals
or is higher instruments if or is higher
than the notifiable it equals or than the notifiable
threshold is higher than threshold
the notifiable
threshold
----------------------- --------------------- --------------------------
Wellington Management
Group LLP 5.00%
--------------------------------------------- --------------------------
Wellington Group Holdings
LLP 5.00%
--------------------------------------------- --------------------------
Wellington Investment
Advisors Holdings
LLP 5.00%
--------------------------------------------- --------------------------
Wellington Management
Company LLP
----------------------- --------------------- --------------------------
Wellington Management
Group LLP 5.00%
--------------------------------------------- --------------------------
Wellington Group Holdings
LLP 5.00%
--------------------------------------------- --------------------------
Wellington Investment
Advisors Holdings
LLP 5.00%
--------------------------------------------- --------------------------
Wellington Management
Global Holdings, Ltd.
--------------------------------------------- --------------------------
Wellington Management
International Ltd
--------------------------------------------- --------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-------------------------------------------------
The number and % of voting rights
held
-------------------------------------------------
The date until which the voting
rights will be held
-------------------------------------------------
11. Additional information:
Contact details:
Group Corporate Secretariat
Victoria Starkey
020 7885 8515
Place of completion London
Date of completion 11/03/2020
------------------------------------------------------------------------------
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END
HOLJTMJTMTJBBAM
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