South32 Limited Director/PDMR Shareholding (1948R)
December 07 2016 - 5:01AM
UK Regulatory
TIDMS32
RNS Number : 1948R
South32 Limited
07 December 2016
Notification of dealing form
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------------
a) Name Graham Kerr
--- ------------------------------- -------------------------------
2 Reason for the notification
--- ----------------------------------------------------------------
a) Position/status Chief Executive Officer
and Managing Director
--- ------------------------------- -------------------------------
b) Initial notification/Amendment Initial Notification
--- ------------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
--- ----------------------------------------------------------------
a) Name South32 Limited
--- ------------------------------- -------------------------------
b) LEI N/A
--- ------------------------------- -------------------------------
4 Details of the transaction(s): section
to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------------
a) Description of Rights under South32 Equity
the financial Incentive Plan
instrument, type AU000000S320
of instrument
Identification
code
--- ------------------------------- -------------------------------
b) Nature of the Allocation of rights under
transaction the South32 EIP
--- ------------------------------- -------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s) --------- ------------------
0 3,636,967
(allocation
of rights under
EIP)
--------- ------------------
--- ------------------------------- -------------------------------
d) Aggregated information Price Volume Total
- Aggregated 0.00 3636967 0.00
volume Aggregated
- Price 0.00 3636967 0.00
--- ------------------------------- -------------------------------
e) Date of the transaction 2 December 2016
--- ------------------------------- -------------------------------
f) Place of the XASX
transaction
--- ------------------------------- -------------------------------
Notification of dealing form
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------------
a) Name Brendan Harris
--- ------------------------------- -------------------------------
2 Reason for the notification
--- ----------------------------------------------------------------
a) Position/status Chief Financial Officer
--- ------------------------------- -------------------------------
b) Initial notification/Amendment Initial Notification
--- ------------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
--- ----------------------------------------------------------------
a) Name South32 Limited
--- ------------------------------- -------------------------------
b) LEI N/A
--- ------------------------------- -------------------------------
4 Details of the transaction(s): section
to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------------
a) Description of Rights under South32 Equity
the financial Incentive Plan
instrument, type AU000000S320
of instrument
Identification
code
--- ------------------------------- -------------------------------
b) Nature of the Allocation of rights under
transaction the South32 EIP
--- ------------------------------- -------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s) --------- ------------------
0 1,238,444
(allocation
of rights under
EIP)
--------- ------------------
--- ------------------------------- -------------------------------
d) Aggregated information Price Volume Total
- Aggregated 0.00 1238444 0.00
volume Aggregated
- Price 0.00 1238444 0.00
--- ------------------------------- -------------------------------
e) Date of the transaction 2 December 2016
--- ------------------------------- -------------------------------
f) Place of the XASX
transaction
--- ------------------------------- -------------------------------
Notification of dealing form
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ---------------------------------------------------------------
a) Name Johannes Fredericus Grimbeek
--- ------------------------------- ------------------------------
2 Reason for the notification
--- ---------------------------------------------------------------
a) Position/status President and Chief Operating
Officer Australia Region
--- ------------------------------- ------------------------------
b) Initial notification/Amendment Initial Notification
--- ------------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
--- ---------------------------------------------------------------
a) Name South32 Limited
--- ------------------------------- ------------------------------
b) LEI N/A
--- ------------------------------- ------------------------------
4 Details of the transaction(s): section
to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ---------------------------------------------------------------
a) Description of Rights under South32 Equity
the financial Incentive Plan
instrument, type AU000000S320
of instrument
Identification
code
--- ------------------------------- ------------------------------
b) Nature of the Allocation of rights under
transaction the South32 EIP
--- ------------------------------- ------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s) --------- -------------
0 1,665,110
(allocation
of rights
under EIP)
--------- -------------
--- ------------------------------- ------------------------------
d) Aggregated information Price Volume Total
- Aggregated 0.00 1665110 0.00
volume Aggregated
- Price 0.00 1665110 0.00
--- ------------------------------- ------------------------------
e) Date of the transaction 2 December 2016
--- ------------------------------- ------------------------------
f) Place of the XASX
transaction
--- ------------------------------- ------------------------------
Notification of dealing forms
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ----------------------------------------------------------------
a) Name Michael Fraser
--- ------------------------------- -------------------------------
2 Reason for the notification
--- ----------------------------------------------------------------
a) Position/status President and Chief Operating
Officer Africa Region
--- ------------------------------- -------------------------------
b) Initial notification/Amendment Initial Notification
--- ------------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform,
auctioneer or auction monitor
--- ----------------------------------------------------------------
a) Name South32 Limited
--- ------------------------------- -------------------------------
b) LEI N/A
--- ------------------------------- -------------------------------
4 Details of the transaction(s): section
to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ----------------------------------------------------------------
a) Description of Rights under South32 Equity
the financial Incentive Plan
instrument, type
of instrument
Identification
code
--- ------------------------------- -------------------------------
b) Nature of the Allocation of rights under
transaction the South32 EIP
--- ------------------------------- -------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s) --------- ------------------
0 1,667,992
(allocation
of rights under
EIP)
--------- ------------------
--- ------------------------------- -------------------------------
d) Aggregated information Price Volume Total
- Aggregated 0.00 1667992 0.00
volume Aggregated
- Price 0.00 1667992 0.00
--- ------------------------------- -------------------------------
e) Date of the transaction 2 December 2016
--- ------------------------------- -------------------------------
f) Place of the XASX
transaction
--- ------------------------------- -------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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