Petropavlovsk PLC TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (7687F)
May 22 2017 - 2:00AM
UK Regulatory
TIDMPOG
RNS Number : 7687F
Petropavlovsk PLC
22 May 2017
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or Petropavlovsk plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- -------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights X
------------------------------------------------------------------ ----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ ----------------------------------
An acquisition or disposal of instruments with X
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ ----------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ ----------------------------------
Other (please
specify):
--------------------------------------------------------- ------- ----------------------------------
3. Full name of person(s) D. E. Shaw & Co., L.P.
subject to the D. E. Shaw & Co. (London),
notification obligation: LLP
(iii)
----------------------------------------------------------- -----------------------------------------
4. Full name of shareholder(s) DBMMA015 (only with respect
(if different from 3.):(iv) to
shares listed in 8.A)
----------------------------------------------------------- -----------------------------------------
5. Date of the transaction May 10, 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------------
6. Date on which issuer May 19, 2017
notified:
----------------------------------------------------------- -----------------------------------------
7. Threshold(s) that is/are No change in overall position.
crossed or Position in voting rights
reached: (vi, vii) attached to shares has increased
above 5%.
----------------------------------------------------------- -----------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- ------------------------------------ ----------------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights (x)
Shares Voting shares rights
Rights
------------- ----------------- ----------------- ------------- ------------------------ -----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------- ------------- ------------- --------- ------------- ---------- -----------
Ordinary
Shares 131,609,333 131,609,333 256,609,333 7.82%
----------------- ----------------- ------------- --------- ------------- ---------- -----------
GB0031544546
--------------- ------------- ------------- ----------- ------- ------------- -------- ---------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ----------------- -------------------------------- ------------------------ ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date (xvii) Conversion rights instrument rights (xix,
instrument period refers to xx)
(xviii)
------------- ----------------- ----------------- ------------- -------------------------- -----------------------
Nominal Delta
------------- ----------------- ----------------- ------------- -------------------------- ------------ ---------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------------ ---------------------------------------------------
256,609,333 7.82%
------------------------------------------------------------------ ---------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------------------------
Each of D. E. Shaw & Co., L.P. ("DESCO LP") and D. E.
Shaw & Co. (London), LLP ("DESCO London") has provided
this notification solely in its capacity as a discretionary
investment manager. D. E. Shaw & Co., Inc. ("DESCO Inc.")
is the general partner of DESCO LP and therefore a parent
undertaking of DESCO LP and, indirectly, of DESCO London.
By virtue of David E. Shaw's position as president and
sole shareholder of DESCO Inc., he is also a parent
undertaking of DESCO LP and, indirectly, of DESCO London.
Proxy Voting:
----------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------- -----------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
--------------------------------------------------------------- -----------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
--------------------------------------------------------------- -----------------------------------
13. Additional information: The change in position that
is the subject of this TR-1
notification is the result
of the simultaneous acquisition
of voting rights attached
to shares of the issuer and
disposal of a position of
equivalent size in financial
instruments with a similar
economic effect to Qualifying
Financial Instruments referencing
shares of the issuer causing
the percentage of voting
rights attached to shares
referenced in section 8.A
above to cross 5%.
--------------------------------------------------------------- -----------------------------------
14. Contact name: Kevin Krist
--------------------------------------------------------------- -----------------------------------
15. Contact telephone number: +44 (0) 20 7409 4300
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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