IQE PLC Holding(s) In Company
September 07 2018 - 7:00AM
UK Regulatory
TIDMIQE
07 September 2018
IQE plc
("IQE" or the "Company")
Holding(s) in Company
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
---------------------------------------------------------------------------------------------------------------
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting
rights are attached(ii) : IQE PLC
------------------------------------------------- ------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
---------------------------------------------------------------------------------------------------------------
Non-UK issuer
-------------------------------------------------------------------------------------------- -----------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
---------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
-------------------------------------------------------------------------------------------- -----------------
An acquisition or disposal of financial instruments
-------------------------------------------------------------------------------------------- -----------------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------------------- -----------------
Other (please specify)(iii) :
-------------------------------------------------------------------------------------------- -----------------
3. Details of person subject to the notification obligation(iv)
Name T. Rowe Price Associates, Inc.
City and country of registered office
(if applicable) Baltimore, Maryland, USA
4. Full name of shareholder(s) (if different from 3.)(v)
---------------------------------------------------------------------------------------------------------------
Name T. Rowe Price International Ltd
------------------------------------------------- ------------------------------------------------------------
City and country of registered office
(if applicable) London, United Kingdom
------------------------------------------------- ------------------------------------------------------------
5. Date on which the threshold was crossed
or reached(vi) : 04 September 2018
------------------------------------------------- ------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 06 September 2018
------------------------------------------------- ------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
---------------------------------------------------------------------------------------------------------------
% of voting rights
through financial
% of voting rights instruments Total number
attached to shares (total of 8.B 1 Total of both of voting rights
(total of 8. A) + 8.B 2) in % (8.A + 8.B) of issuer(vii)
------------------------- ---------------------- -------------------- ------------------- -----------------
Resulting situation
on the date on
which threshold
was crossed or
reached 10.02% 5.56% 15.59% 760,800,357
------------------------- --------- ---------- ------- ---------- --------- ------- -----------------
Position of previous
notification (if
applicable) 9.90% 5.40% 15.31%
------------------------- --------- ---------- ------- ---------- --------- ------- -----------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
------------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
------------------------------------------------------------------------------------------------------------------------------------
Number of voting rights(ix) % of voting rights
------------------
Class/type of Direct Indirect Indirect
shares (Art 9 of Directive (Art 10 of Directive Direct (Art 10 of Directive
ISIN code (if 2004/109/EC) 2004/109/EC) (Art 9 of Directive 2004/109/EC)
possible) (DTR5.1) (DTR5.2.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
------------------- -------------------- ---------------------- ---------------------------------------- -----------------------
GB0009619924 76,292,568 10.02%
------------------- -------------------- ---------------------- ---------------------------------------- ---------- ----------
SUBTOTAL 8. A 76,292,568 10.02%
------------------- -------------------------------------------- ---------------------------------------------------- ----------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
------------------------------------------------------------------------------------------------------------------------------------
Number of voting
rights that may be
acquired if the instrument
Type of financial Expiration Exercise/ is
instrument date(x) Conversion Period(xi) exercised/converted. % of voting rights
------------------- -------------------- ---------------------- ---------------------------------------- -----------------------
Right of recall on
Shares on loan N/A demand 42,333,450 5.56%
------------------- -------------------- ---------------------- ---------------------------------------- ---------- ----------
SUBTOTAL 8. B 1 42,333,450 5.56%
---------------------- ---------------------------------------- ---------- ----------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
------------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Physical or cash Number of % of voting rights
instrument date(x) Conversion settlement(xii) voting rights
Period (xi)
------------------ --------------------- ---------------------- ---------------- ---------------------- -----------------------
SUBTOTAL 8.B.2
---------------- ---------------------- -----------------------
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary) X
-------------------------------------------------------------------------------------------- -------------------------
% of voting rights
through financial
% of voting rights instruments if it Total of both if
if it equals or is equals or is higher it equals or is higher
higher than the notifiable than the notifiable than the notifiable
Name(xv) threshold threshold threshold
---------------------------------- ----------------------------- ------------------------- -------------------------
T. Rowe Price Associates,
Inc. 5.51% 0.72% 6.24%
---------------------------------- ------------ -------------- ---------- ------------ --------- -------------
T. Rowe Price International
Ltd 4.51% 4.83% 9.35%
---------------------------------- ------------ -------------- ---------- ------------ --------- -------------
10. In case of proxy voting, please identify:
-----------------------------------------------------------------------------------------------------------------------
Name of the proxy holder
----------------------------------------------------------------- ----------------------------------------------------
The number and % of voting rights held
----------------------------------------------------------------- ----------------------------------------------------
The date until which the voting rights
will be held
----------------------------------------------------------------- ----------------------------------------------------
11. Additional information(xvi)
-----------------------------------------------------------------------------------------------------------------------
Place of completion Baltimore, Maryland, USA
------------------- ------------------------
Date of completion 06 September 2018
------------------- ------------------------
(END) Dow Jones Newswires
September 07, 2018 07:00 ET (11:00 GMT)
Copyright (c) 2018 Dow Jones & Company, Inc.
Iqe (LSE:IQE)
Historical Stock Chart
From Mar 2024 to Apr 2024
Iqe (LSE:IQE)
Historical Stock Chart
From Apr 2023 to Apr 2024