Catenae Innovation Plc: Holding(s) In Company
November 08 2018 - 5:50AM
UK Regulatory
TIDMCTEA
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
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1a. Identity of the issuer
or the underlying issuer of
existing shares to which voting
rights are attached(ii) : CATENAE INNOVATION PLC
-------------------------------------------- ------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
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3. Details of person subject to the notification obligation(iv)
Name EDWARD GUY MEYER
City and country of registered
office (if applicable) LONDON, ENGLAND
4. Full name of shareholder(s) (if different from 3.)(v)
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Name
-------------------------------------------- ------------------------------------------------------
City and country of registered
office (if applicable)
-------------------------------------------- ------------------------------------------------------
5. Date on which the threshold
was crossed or reached(vi)
: 07/11/2018
-------------------------------------------- ------------------------------------------------------
6. Date on which issuer notified
(DD/MM/YYYY): 07/11/2018
-------------------------------------------- ------------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting
rights attached % of voting rights Total number
to shares through financial Total of both of voting
(total of instruments (total of in % (8.A rights of
8. A) 8.B 1 + 8.B 2) + 8.B) issuer(vii)
------------------------ ------------------ ---------------------- --------------- -------------
Resulting
situation
on the date
on which threshold
was crossed
or reached 3.70% 3.70% 2,578,601,652
------------------------ ------- ---------------------- ----- -------------
Position of N/A N/A
previous notification
(if
applicable)
------------------------ ------------------ ---------------------- --------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Number of voting rights(ix) % of voting rights
------------------
Class/type Direct Indirect Indirect
of (Art 9 of (Art 10 of Direct (Art 10 of
shares Directive Directive (Art 9 of Directive Directive
ISIN code (if 2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------- ------------- ---------------------- ---------------------------- ---------------
GB0033127910 83,333,334 12,124,958 3.23% 0.47%
------------------- ------------- ---------------------- --------- -----
SUBTOTAL 8.
A 95,458,292 3.70%
------------------- ------------------------------------- -----
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion Period(xi) rights that rights
may be acquired
if the instrument
is
exercised/converted.
------------------- ------------- ---------------------- ---------------------------- ---------------
SUBTOTAL 8.
B 1
---------------------- ---------------------------- ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
---------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical or cash Number % of voting
financial date(x) Conversion settlement(xii) of voting rights
instrument Period (xi) rights
------------------ -------------- ---------------------- ---------------- ---------------
SUBTOTAL
8.B.2
---------------- ---------------
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is X
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary)
------------------------------------------------------------- --------------------
Name(xv) % of voting % of voting rights Total of both
rights if through financial if it equals
it equals instruments if or is higher
or is higher it equals or than the notifiable
than the notifiable is higher than threshold
threshold the notifiable
threshold
----------- ----------------------- --------------------- ----------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
------------------------------------ ---------------------------------------------
The number and % of voting
rights held
------------------------------------ ---------------------------------------------
The date until which the voting
rights will be held
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11. Additional information(xvi)
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Place of completion LONDON, ENGLAND
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Date of completion 07/11/2018
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(END) Dow Jones Newswires
November 08, 2018 05:50 ET (10:50 GMT)
Copyright (c) 2018 Dow Jones & Company, Inc.
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