Anglo American PLC Holding(s) in Company (2180C)
April 11 2017 - 11:15AM
UK Regulatory
TIDMAAL TIDM0H7D
RNS Number : 2180C
Anglo American PLC
11 April 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or ANGLO AMERICAN PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ---------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
----------------------------------------------------------------- -----------------------------------------
An acquisition or disposal of qualifying financial x
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
----------------------------------------------------------------- -----------------------------------------
An acquisition or disposal of instruments with x
similar economic effect to qualifying financial
instruments
----------------------------------------------------------------- -----------------------------------------
An event changing the breakdown of voting rights
----------------------------------------------------------------- -----------------------------------------
Other (please
specify):
--------------------------------------------------------- ------ -----------------------------------------
3. Full name of person(s) Deutsche Bank AG
subject to the
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv) Deutsche Bank AG, London Branch
Deutsche Securities (SA) (Proprietary)
Limited
Deutsche Bank AG, Frankfurt
----------------------------------------------------------- -----------------------------------------------
5. Date of the transaction 06/04/2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------------------
6. Date on which issuer 10/04/2017
notified:
----------------------------------------------------------- -----------------------------------------------
7. Threshold(s) that is/are Above 5%
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- --------------------------------------- --------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- ----------------------- -------------- --------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------- ------------ ------------ --------------- ------------- --------- ------------ -----------
Below Below
notifiable notifiable
GB00B1XZS820 threshold threshold 26,307,194 26,307,194 0 1.87% 0
----------------------- -------------- --------------- ------------- --------- ------------ -----------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------------- -------------- ------------------------------- -------------------------- ---------------------
Right to Recall 1,164,138 0.08%
Call Option 19-Oct-17 1,956,000 0.14%
Exchangeable 11-Apr-20 12,078,022 0.86%
Bond
------------------------- -------------- ------------------------------- -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- --------------------- -------------- --------------- -------------------------- -----------------------
Nominal Delta
-------------- --------------------- --------------- ------------ ---------
Swaps 04-Mar-19 17,880,789 1.27% 1.27%
Call Option 10-Dec-18 13,136,403 0.94% 0.94%
Put Option 10-Dec-18 5,371,612 0.38% 0.38%
Option Swaps 16-Jun-17 250,000 0.02% 0.02%
---------------- ------- ------------ -------------- ------ ------- -------------------------- ------------ ---------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------- ------------------------------------------------------------
78,144,158 5.56%
--------------------------------------------------------------- ------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------
Deutsche Bank AG, London
Branch 5.47%
Proxy Voting:
-----------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- --------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- --------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- --------------------------
13. Additional information:
------------------------------------------------------------- --------------------------
14. Contact name: John Mills, Group Company
Secretary
------------------------------------------------------------- --------------------------
15. Contact telephone number: +44 (0) 207 968 8964
------------------------------------------------------------- --------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLEASLFFEDXEFF
(END) Dow Jones Newswires
April 11, 2017 11:15 ET (15:15 GMT)
Anglo American (LSE:AAL)
Historical Stock Chart
From Mar 2024 to Apr 2024
Anglo American (LSE:AAL)
Historical Stock Chart
From Apr 2023 to Apr 2024
