Statement of Changes in Beneficial Ownership (4)
April 03 2020 - 4:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Shmunis Vladimir |
2. Issuer Name and Ticker or Trading Symbol
RingCentral, Inc.
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RNG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CEO & Chairman |
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(Last)
(First)
(Middle)
C/O RINGCENTRAL, INC., 20 DAVIS DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/1/2020 |
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(Street)
BELMONT, CA 94002
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Class A Common Stock | 4/1/2020 | | A | | 82807 (1) | A | $0.00 | 237004 | D | |
| Class A Common Stock | 4/1/2020 | | A | | 3340 (2) | A | $0.00 | 240344 | D | |
| Class A Common Stock | | | | | | | | 12607 | I | By ELCA Fund I, L.P. (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents Restricted Stock Units (RSU) that will vest and be settled in shares of Class A Common Stock in 16 equal quarterly installments commencing on May 20, 2020. |
| (2) | Represents RSUs that will vest and be settled in shares of Class A Common Stock in four (4) equal quarterly installments commencing on August 20, 2020. These RSUs represent awards received in lieu of cash salary. |
| (3) | Vladimir Shmunis is one of the managing members of ELCA, LLC, which is the general partner of ELCA Fund I, L.P. By virtue of this relationship, Mr. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P. Mr. Shmunis disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Shmunis Vladimir
C/O RINGCENTRAL, INC.
20 DAVIS DRIVE
BELMONT, CA 94002 | X |
| CEO & Chairman |
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Signatures
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| /s/ Bruce P. Johnson, Attorney-in-fact | | 4/3/2020 |
| **Signature of Reporting Person | Date |
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