Statement of Changes in Beneficial Ownership (4)
April 24 2020 - 4:20PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
FAST ERIC C |
2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP
[
RF
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
P. O. BOX 10247 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/22/2020 |
(Street)
BIRMINGHAM, AL 35202-0247
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 1/2/2020 | | J(1) |
V
| 878.3305 | A | $17.0830 | 97997.5176 | D | |
Common Stock | 4/1/2020 | | J(1) |
V
| 1759.6564 | A | $8.5793 | 99757.1740 | D | |
Common Stock | 4/22/2020 | | M | | 8019.0000 | A | $0.0000 (2) | 107776.1740 | D | |
Common Stock (phantom stock) | 1/2/2020 | | J(1) |
V
| 1067.4764 | A | $17.0830 | 118717.1999 | I | By Trustee Director's Def Stock Inv Plan |
Common Stock (phantom stock) | 4/1/2020 | | J(1) |
V
| 2178.1451 | A | $8.5793 | 122739.2181 | I | By Trustee Director's Def Stock Inv Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0.0000 (3) | 1/2/2020 | | J (4) |
V
| 70.7584 | | (5) | (5) | Common Stock | 70.7584 | $0.0000 (4) | 7872.4460 | D | |
Restricted Stock Units | $0.0000 (3) | 4/1/2020 | | J (4) |
V
| 147.0156 | | (5) | (5) | Common Stock | 147.0156 | $0.0000 (4) | 8019.0000 | D | |
Restricted Stock Units | $0.0000 (2) | 4/22/2020 | | M | | | 8019.0000 | (2) | (2) | Common Stock | 8019.0000 | $0.0000 (2) | 0.0000 | D | |
Explanation of Responses: |
(1) | These shares were acquired through regular dividend reinvestments. |
(2) | The restricted stock units and accompanying dividend equivalents vested and were settled in shares of common stock on a 1-for-1 basis. |
(3) | Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units. |
(4) | These restricted stock units were acquired through the periodic reinvestment of notional dividends on the common stock underlying previously granted restricted stock units. |
(5) | The restricted stock units will vest on April 22, 2020, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FAST ERIC C P. O. BOX 10247 BIRMINGHAM, AL 35202-0247 | X |
|
|
|
Signatures
|
Lachelle S. Koon - Attorney -in-Fact | | 4/24/2020 |
**Signature of Reporting Person | Date |
Regions Financial (NYSE:RF)
Historical Stock Chart
From Aug 2024 to Sep 2024
Regions Financial (NYSE:RF)
Historical Stock Chart
From Sep 2023 to Sep 2024