Current Report Filing (8-k)
August 26 2021 - 8:01AM
Edgar (US Regulatory)
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2021-08-26
2021-08-26
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UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): August 26, 2021
(Exact name of registrant
as specified in its charter)
Wisconsin
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1-31371
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39-0520270
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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1917 Four Wheel Drive
Oshkosh, Wisconsin
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54902
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number,
including area code: (920) 502-3400
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions:
¨ Written communications pursuant to Rule 425, under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12, under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b), under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c), under the Exchange Act (17 CFR
240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock ($0.01 par value)
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OSK
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New York Stock Exchange
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Indicate by
check mark whether the registrant is an emerging growth company, as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
On Thursday, August 26,
2021, John Pfeifer, President and Chief Executive Officer of Oshkosh Corporation, issued a memorandum to company employees regarding his
health. A copy of his memorandum is attached as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
EXHIBIT INDEX
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(104)
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Cover Page Interactive Data File (embedded within the Inline
XBRL document)
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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OSHKOSH CORPORATION
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Date: August 26, 2021
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By:
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/s/ Ignacio A. Cortina
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Ignacio A. Cortina
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Executive Vice President, General Counsel and Secretary
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