Current Report Filing (8-k)
July 26 2017 - 7:51AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 25, 2017
Annaly Capital Management, Inc.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Maryland
|
|
1-13447
|
|
22-3479661
|
(State or other jurisdiction of
incorporation or organization)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
|
|
1211 Avenue of the Americas
New York, New York
|
|
10036
|
(Address of principal executive offices)
|
|
(Zip Code)
|
Registrants telephone number, including area code: (212)
696-0100
(Former name
or former address, if changed since last report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule
12b-2
of the Securities Exchange Act of 1934.
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
On July 25, 2017, Annaly Capital Management, Inc. (the
Company) priced a public offering of an original issuance of 28,000,000 shares of its 6.95% Series F
Fixed-to-Floating
Rate Cumulative Redeemable Preferred
Stock, liquidation preference $25.00 per share (the Series F Preferred Stock), for gross proceeds of approximately $700 million before deducting the underwriting discount and other estimated offering expenses. The offering is
subject to customary closing conditions and is expected to close on or about July 31, 2017.
In connection with the offering, the Company has granted the underwriters an option to purchase up to an additional 4,200,000 shares of Series F
Preferred Stock, solely to cover over-allotments, which option will expire on August 25, 2017.
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
|
|
|
|
|
|
|
|
|
|
ANNALY CAPITAL MANAGEMENT, INC.
|
|
|
|
|
(REGISTRANT)
|
|
|
|
|
Date: July 26, 2017
|
|
|
|
By:
|
|
/s/ Glenn A. Votek
|
|
|
|
|
Name:
|
|
Glenn A. Votek
|
|
|
|
|
Title:
|
|
Chief Financial Officer
|
3
Annaly Capital Management (NYSE:NLY)
Historical Stock Chart
From Apr 2024 to May 2024
Annaly Capital Management (NYSE:NLY)
Historical Stock Chart
From May 2023 to May 2024