Initial Statement of Beneficial Ownership (3)
June 04 2019 - 5:18PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Gossieaux Franck A.R.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/1/2019
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3. Issuer Name
and
Ticker or Trading Symbol
FACTSET RESEARCH SYSTEMS INC [FDS]
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(Last)
(First)
(Middle)
C/O FACTSET RESEARCH SYSTEMS INC., 601 MERRITT 7
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
EVP, Global Head of Sales /
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(Street)
NORWALK, CT 06851
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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473
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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(2)
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11/1/2028
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Common Stock
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2219
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$221.8800
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D
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Employee Stock Option (right to buy)
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(3)
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11/2/2027
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Common Stock
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3729
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$189.9800
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D
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Employee Stock Option (right to buy)
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(4)
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11/1/2026
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Common Stock
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4564
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$152.2800
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D
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Employee Stock Option (right to buy)
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(5)
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11/2/2025
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Common Stock
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2125
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$175.2000
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D
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Employee Stock Option (right to buy)
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(6)
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11/2/2025
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Common Stock
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2337
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$175.2000
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D
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Employee Stock Option (right to buy)
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(7)
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5/1/2025
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Common Stock
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3336
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$159.1400
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D
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Employee Stock Option (right to buy)
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(8)
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11/3/2024
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Common Stock
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2522
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$131.3100
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D
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Employee Stock Option (right to buy)
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(9)
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11/1/2023
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Common Stock
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375
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$108.6400
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D
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Explanation of Responses:
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(1)
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Represents 254 restricted stock units granted on November 1, 2018 that vest 20% annually on the anniversary date of the grant and are fully vested after five years and 219 shares acquired through the FactSet Research Systems Inc. Employer Stock Purchase Plan.
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(2)
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Options granted on November 1, 2018 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
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(3)
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Options granted on November 2, 2017 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
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(4)
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Options granted on November 1, 2016 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
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(5)
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Options granted on November 2, 2015 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
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(6)
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Options granted on November 2, 2015 vest 20% annually on the anniversary date of the grant and are fully vested after five years.
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(7)
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Options granted on May 1, 2015 vest 60% on the third-anniversary date of the grant and 40% on the fifth-anniversary date of the grant.
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(8)
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Options granted on November 3, 2014 vest 60% on the third-anniversary date of the grant and 40% on the fifth-anniversary date of the grant.
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(9)
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Options granted on November 1, 2013 vest 20% on the first-anniversary date of the grant and 1.67% per month thereafter, for the remainder of the grant term.
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Remarks:
Effective June 1, 2019, FactSet Research Systems Inc. appointed Franck A.R. Gossieaux as Executive Vice President, Global Head of Sales and Client Solutions.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Gossieaux Franck A.R.
C/O FACTSET RESEARCH SYSTEMS INC.
601 MERRITT 7
NORWALK, CT 06851
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EVP, Global Head of Sales
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Signatures
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/s/ Franck A.R. Gossieaux
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6/4/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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