Initial Statement of Beneficial Ownership (3)
September 19 2019 - 4:54PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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McCracken Brendan Michael |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/10/2019
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3. Issuer Name and Ticker or Trading Symbol
ENCANA CORP [ECA]
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(Last)
(First)
(Middle)
500 CENTRE STREET SE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, Corp Dev & Ext Relations / |
(Street)
CALGARY, A0 T2P5S2
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 12400 | D | |
Common Shares | 801 | I | RRSP |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Options (Tandem Stock Appreciation) | (1) | 3/13/2022 | Common Shares | 42081 | $11.20 (8) | D | |
Options (Tandem Stock Appreciation) | (2) | 3/3/2023 | Common Shares | 101471 | $4.15 (8) | D | |
Options (Tandem Stock Appreciation) | (3) | 2/27/2024 | Common Shares | 28495 | $11.72 (8) | D | |
Options (Tandem Stock Appreciation) | (4) | 2/26/2025 | Common Shares | 22755 | $10.85 (8) | D | |
Options (Tandem Stock Appreciation) | (5) | 3/8/2026 | Common Shares | 54246 | $7.16 (8) | D | |
Options (Tandem Stock Appreciation) | (6) | 9/10/2026 | Common Shares | 56092 | $4.54 (8) | D | |
Rights (Restricted Share Unit) | 2/27/2020 | (7) | Common Shares | 14595 | $11.72 (8) | D | |
Rights (Restricted Share Unit) | 2/26/2021 | (7) | Common Shares | 12076 | $10.85 (8) | D | |
Rights (Restricted Share Unit) | 3/8/2022 | (7) | Common Shares | 25114 | $7.16 (8) | D | |
Explanation of Responses: |
(1) | 30% vested on March 13, 2016, 30% vested on March 13, 2017 and 40% vested on March 13, 2018, subject to the grantee's active employment on such dates. |
(2) | 30% vested on March 3, 2017, 30% vested on March 3, 2018 and 40% vested on March 3, 2019, subject to the grantee's active employment on such dates. |
(3) | 30% vested on February 27, 2018, 30% vested on February 27, 2019 and 40% vest on February 27, 2020, subject to the grantee's active employment on such dates. |
(4) | 30% vested on February 26, 2019, 30% vest on February 26, 2020 and 40% vest on February 26, 2021, subject to the grantee's active employment on such dates. |
(5) | 30% vest on March 8, 2020, 30% vest on March 8, 2021 and 40% vest on March 8, 2022, subject to the grantee's active employment on such dates and the terms and conditions of the Omnibus Incentive Plan of Encana Corporation and applicable grant agreement. |
(6) | 30% vest on September 10, 2020, 30% vest on September 10, 2021 and 40% vest on September 10, 2022, subject to the grantee's active employment on such dates and the terms and conditions of the Omnibus Incentive Plan of Encana Corporation and applicable grant agreement. |
(7) | Each Restricted Share Unit (each, a "RSU") is the economic equivalent of one common share of Encana Corporation. RSUs are subject to the officer's active employment on the vesting date and the terms and conditions of the Omnibus Incentive Plan of Encana Corporation and applicable grant agreement. |
(8) | The grants were issued in Canadian dollars. The price has been converted to U.S. dollars using the Bank of Canada exchange rate on the grant date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
McCracken Brendan Michael 500 CENTRE STREET SE CALGARY, A0 T2P5S2 |
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| EVP, Corp Dev & Ext Relations |
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Signatures
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/s/Dawna Gibb by Power of Attorney | | 9/19/2019 |
**Signature of Reporting Person | Date |
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