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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
 
FORM
8-K
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 24, 2023
 
 
 
LOGO
Lumen Technologies, Inc.
(Exact name of registrant as specified in its charter)
 
 
 
         
Louisiana
 
001-7784
 
72-0651161
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
 
Qwest Corporation
(Exact name of registrant as specified in its charter)
 
 
 
         
Colorado
 
001-03040
 
84-0273800
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
     
100 CenturyLink Drive
Monroe, Louisiana
 
71203
(Address of registrants’ principal executive offices)
 
(Zip Code)
(318)
388-9000
(Registrants’ telephone number, including area code)
 
 
Level 3 Parent, LLC
(Exact name of registrant as specified in its charter)
 
 
 
         
Delaware
 
001-35134
 
47-0210602
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
     
1025 Eldorado Blvd.,
Broomfield, Colorado
 
80021-8869
(Address of principal executive offices)
 
(Zip Code)
(720)
888-1000
(Registrant’s telephone number, including area code)
 
 
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligations of any registrant under any of the following provisions:
 
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
 
 
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
 
 
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
 
             
Registrant
  
Title of Each Class
  
Trading
Symbol(s)
  
Name of Each Exchange
on Which Registered
Lumen Technologies, Inc.    Common Stock, par value $1.00 per share    LUMN    New York Stock Exchange
Lumen Technologies, Inc.    Preferred Stock Purchase Rights    N/A    New York Stock Exchange
Qwest Corporation    6.5% Notes Due 2056    CTBB    New York Stock Exchange
Qwest Corporation    6.75% Notes Due 2057    CTDD    New York Stock Exchange
Indicate by check mark whether any registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company  ☐
If an emerging growth company, indicate by check mark if any registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 
 
 

Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On April 24, 2023, Lumen Technologies, Inc. (the “Company”) announced that Scott A. Trezise, Executive Vice President, Human Resources of the Company and its principal subsidiaries, will be leaving the Company. Although he will cease serving in his current executive role immediately, he is expected to remain an employee of the Company until early 2024, working on special projects with a commensurate reduction in his compensation.
Forward Looking Statements
Except for the historical and factual information contained herein, the matters set forth in this Current Report on Form
8-K,
including statements regarding the termination and compensation arrangements of Mr. Trezise and other statements identified by words such as “will,” “estimates,” “expects,” “projects,” “plans,” and similar expressions, are forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements are subject to a number of risks, uncertainties and assumptions, many of which are beyond our control, including the completion of transitioning and the documentation of the above-described arrangements. Actual events and results may differ materially from those anticipated, estimated or projected if one or more of these risks or uncertainties materialize, or if underlying assumptions prove incorrect. You should not place undue reliance on these forward looking statements, which speak only as of the date of this Current Report on Form
8-K.
Unless legally required, we undertake no obligation and expressly disclaims any such obligation to update publicly any forward-looking statements, whether as a result of new information, future events or otherwise.

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, Lumen Technologies, Inc., Qwest Corporation and Level 3 Parent, LLC have duly caused this Current Report on Form
8-K
to be signed on their behalf by the undersigned officer hereunto duly authorized.
 
     
LUMEN TECHNOLOGIES, INC.
   
By:  
/s/ Stacey W. Goff
    Stacey W. Goff
    Executive Vice President, General Counsel and Secretary
 
     
QWEST CORPORATION
   
By:  
/s/ Stacey W. Goff
    Stacey W. Goff
    Executive Vice President, General Counsel and Secretary
 
LEVEL 3 PARENT, LLC
   
By:  
/s/ Stacey W. Goff
    Stacey W. Goff
    Executive Vice President, General Counsel and Secretary
Dated: April 28, 2023
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