Current Report Filing (8-k)
January 13 2021 - 04:19PM
Edgar (US Regulatory)
0001747079false00017470792021-01-112021-01-11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
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FORM 8-K
_______________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported): January 11,
2021
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Bally's Corporation
(Exact name of registrant as specified in its charter)
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Delaware
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001-38850 |
20-0904604
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(State or other jurisdiction of incorporation or
organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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100 Westminster Street |
Providence |
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02903 |
(Address of Principal Executive Offices and Zip Code) |
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(401) 475-8474
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last
report.)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12 (b) of the
Act:
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Title of each class |
Trading Symbol |
Name of each exchange on which registered |
Common stock, $0.01 par value |
BALY |
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 5.02 Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
Following compliance with state regulatory licensing approvals, on
January 11, 2021 Jaymin B. Patel joined the Board of Directors (the
"Board") of Bally’s Corporation (the “Company”), in the class of
directors with a term which expires at the 2021 annual meeting of
shareholders. Mr. Patel has been appointed to the audit and
nominating and corporate governance committees of the Board. Mr.
Patel will be paid in accordance with the Company's compensation
policy for non-employee directors.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
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Exhibit No. |
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Description |
104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL
document).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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BALLY'S CORPORATION |
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By: |
/s/ Stephen H. Capp |
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Name: |
Stephen H. Capp |
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Title: |
Executive Vice President and
Chief Financial Officer |
Date: January 13, 2021