Amended Statement of Changes in Beneficial Ownership (4/a)
April 03 2018 - 6:40PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Tunnell C. David
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2. Issuer Name
and
Ticker or Trading Symbol
Nxt-ID, Inc.
[
NXTD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Technology Officer
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(Last)
(First)
(Middle)
285 NORTH DRIVE - SUITE D
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/10/2018
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(Street)
MELBOURNE, FL 32934
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/12/2018
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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1/10/2018
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S
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800
(1)
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D
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$2.81
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771133
(2)
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D
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Common Stock
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1/10/2018
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S
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600
(1)
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D
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$2.82
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770533
(3)
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D
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Common Stock
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1/10/2018
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S
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100
(1)
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D
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$2.83
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770433
(4)
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D
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Common Stock
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1/10/2018
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S
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500
(1)
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D
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$2.84
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769933
(5)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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Shares sold by the reporting person through his 10b5-1 trading plan.
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(2)
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Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on January 12, 2018 to correct the number of shares of the Issuer's common stock beneficially owned by the reporting person from 791,133 to 771,133.
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(3)
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Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on January 12, 2018 to correct the number of shares of the Issuer's common stock beneficially owned by the reporting person from 790,533 to 770,533.
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(4)
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Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on January 12, 2018 to correct the number of shares of the Issuer's common stock beneficially owned by the reporting person from 790,433 to 770,433.
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(5)
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Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on January 12, 2018 to correct the number of shares of the Issuer's common stock beneficially owned by the reporting person from 789,933 to 769,933.
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Remarks:
This report on Form 4/A amends and replaces in its entirety the Form 4 filed by the reporting person on January 12, 2018 and is being filed solely to correct clerical errors with respect to the amount of shares beneficially owned upon the sale of shares by the reporting person on January 10, 2018.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Tunnell C. David
285 NORTH DRIVE - SUITE D
MELBOURNE, FL 32934
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Chief Technology Officer
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Signatures
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/s/ David Charles Tunnell
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4/3/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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