Initial Statement of Beneficial Ownership (3)
September 05 2019 - 4:17PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jarnac Dean E Jr. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/26/2019
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3. Issuer Name and Ticker or Trading Symbol
MARVELL TECHNOLOGY GROUP LTD [MRVL]
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(Last)
(First)
(Middle)
5488 MARVELL LANE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) See Remarks / |
(Street)
SANTA CLARA, CA 95054
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 15656 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (2) | (2) | Common Shares | 9708 | (1) | D | |
Restricted Stock Units | (3) | (3) | Common Shares | 4216 | (1) | D | |
Restricted Stock Units | (4) | (4) | Common Shares | 4652 | (1) | D | |
Restricted Stock Units | (5) | (5) | Common Shares | 4335 | (1) | D | |
Restricted Stock Units | (6) | (6) | Common Shares | 9473 | (1) | D | |
Explanation of Responses: |
(1) | Each Restricted Stock Unit (RSU) represents a contingent right to receive one Marvell Technology Group Ltd. common share upon vesting. |
(2) | The remaining RSUs vest in quarterly installments on each of November 15, 2019, February 15, 2020, May 15, 2020, August 15, 2020, November 15, 2020, February 15, 2021 and May 15, 2021. |
(3) | The remaining RSUs vest in annual installments on January 15, 2020 and January 15, 2021. |
(4) | The remaining RSUs vest in quarterly installments on each of October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021. |
(5) | The remaining RSUs vest in quarterly installments on each of November 15, 2019, February 15, 2020, May 15, 2020, August 15, 2020, November 15, 2020, February 15, 2021, May 15, 2021, August 15, 2021, November 15, 2021 and February 15, 2022. |
(6) | The remaining RSUs vest in quarterly installments on each of October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021, April 15, 2021, July 15, 2021, October 15, 2021, January 15, 2022 and April 15, 2022. |
Remarks: Exhibit 24 - Power of Attorney
Senior Vice President of Worldwide Sales |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Jarnac Dean E Jr. 5488 MARVELL LANE SANTA CLARA, CA 95054 |
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| See Remarks |
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Signatures
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Dean E. Jarnac Jr. by Blair Walters as attorney-in-fact | | 9/5/2019 |
**Signature of Reporting Person | Date |
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