LPL Financial Welcomes Ellis Financial Group
July 13 2018 - 9:00AM
LPL Financial LLC (NASDAQ:LPLA), a leading retail investment
advisory firm and independent broker-dealer, today announced that
Ellis Financial Group joined LPL’s broker-dealer and corporate
registered investment advisor (RIA) platforms. Ellis Financial
Group joined from Lucia Securities, LLC and reported that it served
approximately $170 million of client brokerage and advisory assets
as of March 26.*
Based in San Diego, Ellis Financial Group serves clients who are
in or nearing retirement in the San Jose, San Francisco,
Sacramento, Seattle and Tacoma areas. The Ellis Financial Group
team includes John Ellis, Jennifer Baker and John Ellis Jr.
To see other firms who recently chose to join LPL, visit the LPL
Newsroom.
About LPL FinancialLPL Financial is a leader in
the retail financial advice market and the nation’s largest
independent broker-dealer**. We serve independent financial
advisors and financial institutions, providing them with the
technology, research, clearing and compliance services, and
practice management programs they need to create and grow thriving
practices. LPL enables them to provide objective guidance to
millions of American families seeking wealth management, retirement
planning, financial planning and asset management solutions.
LPL.com
Securities and Advisory Services offered through LPL Financial.
A registered investment advisor, Member FINRA/SIPC.
*Based on prior business and represents assets that would have
been custodied at LPL Financial, rather than third-party
custodians. Reported assets have not been independently and fully
verified by LPL Financial.
**Based on total revenues, Financial Planning magazine June
1996-2018
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Media Contact:Lauren Hoyt-Williams(980)
321-1232Lauren.Hoyt-Williams@lpl.com
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