Statement of Changes in Beneficial Ownership (4)
May 05 2020 - 4:39PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kleinman Scott D |
2. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC/MD
[
HBAN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Sr. EVP of Principal Sub. |
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(Last)
(First)
(Middle)
HUNTINGTON CENTER, 41 S. HIGH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/1/2020 |
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(Street)
COLUMBUS, OH 43287
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 5/1/2020 | | A | | 35005.0000 (1) | A | $0.0000 | 130199.0000 | D | |
| Common Stock | 5/1/2020 | | F | | 1847.0000 (2) | D | $8.5700 | 128352.0000 | D | |
| Common Stock | 5/1/2020 | | F | | 2347.0000 (2) | D | $8.5700 | 126005.0000 | D | |
| Common Stock | | | | | | | | 270.0000 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee/Director Stock Option (Right to Buy) | $8.5700 | 5/1/2020 | | A | | 202702.0000 | | 5/1/2021 (3) | 5/1/2030 | Common Stock | 202702.0000 | $0.0000 | 202702.0000 | D | |
| Employee/Director Stock Option (Right to Buy) | $10.0600 | | | | | | | 5/1/2017 | 5/1/2026 | Common Stock | 13133.0000 | | 13133.0000 | D | |
| Employee/Director Stock Option (Right to Buy) | $10.8900 | | | | | | | 5/1/2016 | 5/1/2025 | Common Stock | 8054.0000 | | 8054.0000 | D | |
| Employee/Director Stock Option (Right to Buy) | $13.0900 | | | | | | | 5/1/2018 | 5/1/2027 | Common Stock | 10676.0000 | | 10676.0000 | D | |
| Employee/Director Stock Option (Right to Buy) | $13.7700 | | | | | | | 5/1/2020 | 5/1/2029 | Common Stock | 29450.0000 | | 29450.0000 | D | |
| Employee/Director Stock Option (Right to Buy) | $14.8100 | | | | | | | 5/1/2019 | 5/1/2028 | Common Stock | 21802.0000 | | 21802.0000 | D | |
| Explanation of Responses: |
| (1) | An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. |
| (2) | Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. |
| (3) | The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Kleinman Scott D
HUNTINGTON CENTER
41 S. HIGH STREET
COLUMBUS, OH 43287 |
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| Sr. EVP of Principal Sub. |
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Signatures
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| Elizabeth B. Moore, Attorney-in-Fact | | 5/5/2020 |
| **Signature of Reporting Person | Date |
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