Statement of Changes in Beneficial Ownership (4)
February 03 2021 - 2:29PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Rogers Scot Frazier |
2. Issuer Name and Ticker or Trading Symbol
F5 NETWORKS, INC.
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FFIV
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP and General Counsel |
(Last)
(First)
(Middle)
C/O F5 NETWORKS, INC., 801 5TH AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/1/2021 |
(Street)
SEATTLE, WA 98104
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/1/2021 | | M | | 2409 (1) | A | $0.00 | 15842 | D | |
Common Stock | 2/1/2021 | | F | | 972 | D | $196.35 | 14870 | D | |
Common Stock | 2/1/2021 | | S | | 1157 | D | $195.57 (2) | 13713 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit (3) | $0.00 | 2/1/2021 | | M | | | 544 | (4) | (5) | Common Stock | 544 | $0.00 | 1633 | D | |
Restricted Stock Unit (3) | $0.00 | 2/1/2021 | | M | | | 762 | (6) | (5) | Common Stock | 762 | $0.00 | 8383 | D | |
Restricted Stock Unit (3) | $0.00 | 2/1/2021 | | M | | | 419 | (7) | (5) | Common Stock | 419 | $0.00 | 1257 | D | |
Restricted Stock Unit (3) | $0.00 | 2/1/2021 | | M | | | 684 | (8) | (5) | Common Stock | 684 | $0.00 | 4792 | D | |
Explanation of Responses: |
(1) | Shares acquired upon vesting of the November 1, 2017, November 1, 2018, November 1, 2019 and November 2, 2020 awards of service-based Restricted Stock Units. |
(2) | This transaction was executed pursuant to a Rule 10b5-1 trading plan. |
(3) | Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. |
(4) | The November 1, 2017 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning February 1, 2018. |
(5) | If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock
of F5 Networks, Inc. will be issued to the reporting person on the vest date. |
(6) | This November 2, 2020 award of service-based Restricted Stock Units vests in twelve equal quarterly increments beginning February 1, 2021. |
(7) | This November 1, 2018 award of service-based Restricted Stock Units vests in twelve equal quarterly increments beginning February 1, 2019. |
(8) | This November 1, 2019 award of service-based Restricted Stock Units vests in twelve equal quarterly increments beginning February 1, 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Rogers Scot Frazier C/O F5 NETWORKS, INC. 801 5TH AVENUE SEATTLE, WA 98104 |
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| EVP and General Counsel |
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Signatures
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/s/ Scot F. Rogers | | 2/3/2021 |
**Signature of Reporting Person | Date |
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