Report of Foreign Issuer (6-k)
May 04 2020 - 7:32AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
_________________
FORM
6-K
REPORT
OF FOREIGN PRIVATE ISSUER
PURSUANT
TO RULE 13a-16 OR 15d-16 UNDER
THE
SECURITIES EXCHANGE ACT OF 1934
Date:
May 4, 2020
UBS
Group AG
Commission
File Number: 1-36764
UBS
AG
Commission
File Number: 1-15060
(Registrants'
Names)
Bahnhofstrasse
45, Zurich, Switzerland and
Aeschenvorstadt 1, Basel, Switzerland
(Address
of principal executive offices)
Indicate
by check mark whether the registrants file or will file annual reports under
cover of Form 20‑F or Form 40-F.
UBS AG produces regular annual and
quarterly reports, which are submitted to the SEC under Forms 20-F and 6-K,
respectively. These reports are prepared in accordance with International
Financial Reporting Standards (IFRS). SEC regulations require certain
additional disclosures to be included in registration statements relating to
offerings of securities. Certain of these additional disclosures follow herein,
and should be read in conjunction with the annual report on Form 20-F for the
year ended 31 December 2019 of UBS Group AG and UBS AG, filed with the SEC on
28 February 2020, as well as UBS AG's first quarter 2020 report, submitted to
the SEC on Form 6-K on 4 May 2020.
Capitalization
of UBS AG
The following table presents the consolidated
capitalization of UBS AG in accordance with International Financial Reporting
Standards (IFRS) in US dollars, the presentation currency of UBS AG.
|
|
As of
|
USD million
|
|
31.3.20
|
|
31.12.19
|
Debt:
|
|
|
|
|
Short term debt issued¹
|
|
63,714
|
|
61,255
|
Long term debt issued²
|
|
55,805
|
|
68,172
|
Total debt issued
|
|
119,519
|
|
129,427
|
Equity attributable to UBS AG shareholders
|
|
57,814
|
|
53,754
|
Equity attributable to non-controlling interests
|
|
169
|
|
174
|
Total capitalization
|
|
177,503
|
|
183,355
|
1 Short-term debt issued is comprised of debt issued (measured
at amortized cost and designated at fair value) by UBS AG and its
subsidiaries with a remaining contractual maturity of less than one year
without considering any early redemption features. 2 Long-term debt issued
is comprised of debt issued (measured at amortized cost and designated at
fair value) by UBS AG and its subsidiaries with a remaining contractual
maturity of more than one year without considering any early redemption
features.
|
This Form 6-K is hereby incorporated by
reference into (1) each of the registration statements of UBS AG on Form F-3
(Registration Number 333-225551) and on Form F-4 (Registration Number
333-234705), and of UBS Group AG on Form S-8 (Registration Numbers 333-200634;
333-200635; 333-200641; 333-200665; 333-215254; 333-215255; and 333-228653),
and into each prospectus outstanding under any of the foregoing registration
statements, (2) any outstanding offering circular or similar document issued or
authorized by UBS AG that incorporates by reference any Form 6-K’s of UBS AG
that are incorporated into its registration statements filed with the SEC, and
(3) the base prospectus of Corporate Asset Backed Corporation (“CABCO”) dated
June 23, 2004 (Registration Number 333-111572), the Form 8-K of CABCO filed and
dated June 23, 2004 (SEC File Number 001-13444), and the Prospectus Supplements
relating to the CABCO Series 2004-101 Trust dated May 10, 2004 and May 17, 2004
(Registration Number 033-91744 and 033-91744-05).
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrants have duly caused this report to be signed
on their behalf by the undersigned, thereunto duly authorized.
UBS Group AG
By: _/s/ David Kelly _____________
Name: David Kelly
Title: Managing Director
By: _/s/ Ella Campi ______________
Name: Ella Campi
Title: Executive Director
UBS AG
By: _/s/ David Kelly _____________
Name: David Kelly
Title: Managing Director
By: _/s/ Ella Campi
______________
Name: Ella Campi
Title: Executive Director
Date: May 4, 2020
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