Current Report Filing (8-k)
November 17 2020 - 6:09AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR
15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): November 13,
2020
TRIO-TECH
INTERNATIONAL
(Exact Name of Registrant as
Specified in Its Charter)
California
(State or Other Jurisdiction of
Incorporation)
1-14523
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95-2086631
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(Commission File
Number)
|
|
(IRS Employer Identification
No.)
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|
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Block 1008 Toa Payoh North, Unit
03-09 Singapore
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318996
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(Address of Principal Executive
Offices)
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(Zip Code)
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(65)6265
3300
(Registrant’s Telephone
Number, Including Area Code)
_________________________________________
(Former Name or Former
Address, if Changed Since Last Report)
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions (see General
Instruction A.2. below):
☐
Written communications pursuant to
Rule 425 under the Securities Act (17 CFR
230.425)
☐
Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
☐
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Securities registered or to be
registered pursuant to Section 12(b) of the
Act:
Title of each
class
|
Trading
Symbol(s)
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Name of each exchange on which
registered
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Common Stock, no par
value
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TRT
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NYSE American
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of
the Securities Act of 1933 (17 CFR 230.405) or Rule 12b2 of the
Securities Exchange Act of 1934 (17 CFR 240.12b2) Emerging growth
company ☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act ☐
Item 2.02 Results of Operations and
Financial Conditions
On November
13, 2020, Trio-Tech International issued a press release announcing
its financial results for the fiscal quarter ended September 30,
2020. A copy of the press release is attached as Exhibit
99.1.
The
information in this Current Report, including the exhibit hereto,
is being furnished and shall not be deemed “filed” for
the purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that Section. The information in this Current
Report, including the exhibit hereto, shall not be incorporated by
reference into any filings under the Securities Act of 1933, as
amended, or the Exchange Act, regardless of any general
incorporation language in such filing.
Item 9.01 Financial Statements and
Exhibits
(d) Exhibits
99.1 Press Release of Trio-Tech
International dated November 13, 2020
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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TRIO-TECH
INTERNATIONAL
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|
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By: /s/ VICTOR H.M.
TING
Name: Victor H.M.
Ting,
Title: Vice
President and Chief Financial Officer
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EXHIBIT INDEX
Exhibit
Number
Description
99.1
Press
Release of Trio-Tech International dated November 13,
2020
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