SigmaRoc PLC Holding(s) in Company (6496T)
January 09 2017 - 4:17AM
UK Regulatory
TIDMSRC TIDMDIVI
RNS Number : 6496T
SigmaRoc PLC
09 January 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or Sigmaroc Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- --------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
---------------------------------------------------------------- -----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- -----------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- -----------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- -----------------------------
Other (please
specify):
--------------------------------------------------------- ----- -----------------------------
3. Full name of person(s) The Diverse Income Trust Plc
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s) BONY OCS Nominees Limited
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------------
5. Date of the transaction 05/01/17
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ----------------------------------
6. Date on which issuer 06/01/17
notified:
----------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are Above 3%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ----------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
---------------- ---------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- ---------------- ---------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ -------------- --------- ------------ ------------ -----------
GB00BYX5K988 0 0 3,211,305 3,211,305 3.13%
---------------- ---------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ---------------- -------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
-------------- ---------------- ---------------- -------------- --------------------------- -----------------------
Nominal Delta
-------------- ---------------- ---------------- -------------- --------------------------- ------------ ---------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------------ ----------------------------------------------------
3,211,305 3.13%
------------------------------------------------------------------ ----------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------------------
Proxy Voting:
------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ---------------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- ---------------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- ---------------------------------------
13. Additional information:
------------------------------------------------------------- ---------------------------------------
14. Contact name: Capita Asset Services
Corporate secretary and administrator
for The Diverse Income Trust
------------------------------------------------------------- ---------------------------------------
15. Contact telephone number: 01392 477500
------------------------------------------------------------- ---------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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