Rathbone Brothers Rathbone Brothers Plc : Director/Pdmr Shareholding
October 11 2016 - 1:25PM
UK Regulatory
TIDMRAT
Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial
Responsibilities
The Company was notified on 11 October 2016 by Equiniti Share Plan
Trustees Limited, the trustee of The Rathbone Share Incentive Plan ("the
Plan"), the allotment of ordinary shares of 5p to the following Persons
Discharging Managerial Responsibilities ("PDMRs") in respect of the
reinvestment of the Company's interim 2016 dividend into the Plan.
The attached notifications, made in accordance with the requirements of
the EU Market Abuse Regulation, give further detail.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Rupert Baron
2 Reason for the notification
a) Position/status General Manager
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 30
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Michael Bolsover
2 Reason for the notification
a) Position/status Head of Strategy and Organisational Development
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 4
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Andrew Butcher
2 Reason for the notification
a) Position/status COO
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 12
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Paul Chavasse
2 Reason for the notification
a) Position/status Head of Investment
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 87
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Ivo Clifton
2 Reason for the notification
a) Position/status General Manager
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 35
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Philip Howell
2 Reason for the notification
a) Position/status CEO
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 8
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Andrew Morris
2 Reason for the notification
a) Position/status General Manager
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 23
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Sarah Owen-Jones
2 Reason for the notification
a) Position/status Chief Risk Officer
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 2
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Richard Smeeton
2 Reason for the notification
a) Position/status General Manager
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 39
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Paul Stockton
2 Reason for the notification
a) Position/status CFO
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 31
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely associated
with them
Details of the person discharging managerial responsibilities/person
1 closely associated
a) Name Michael Webb
2 Reason for the notification
a) Position/status CEO - Rathbone Unit Trust Management
b) Initial notification/Amendment Initial notification
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI 213800MBTHM6UE8ZQP29
Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; and (iv) each place
4 where transactions have been conducted
Description of the financial instrument, type of instrument Ordinary Shares of 5p each
a) Identification code GB0002148343
Dividend reinvestment based on the Rathbone Share
b) Nature of the transaction Incentive Plan
c) Price(s) and volume(s) Price(s) Volume(s)
GBP18.43 22
d) Aggregated information
- Aggregated volume Not applicable - single transaction
- Price
e) Date of the transaction 2016-10-10
f) Place of the transaction London Stock Exchange, Main Market
Enquiries:
Ali Johnson
Company Secretary
Telephone - 0207 399 0326
This announcement is distributed by Nasdaq Corporate Solutions on behalf
of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Rathbone Brothers Plc via Globenewswire
http://www.rathbones.com/
(END) Dow Jones Newswires
October 11, 2016 13:25 ET (17:25 GMT)
Copyright (c) 2016 Dow Jones & Company, Inc.
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