TIDMPDZ
RNS Number : 9906O
Prairie Mining Limited
25 August 2017
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Prairie Mining Limited
-------------------------------------
ABN 23 008 677 852
-------------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Benjamin Stoikovich
-------------------- --------------------
Date of last notice 30 June 2017
-------------------- --------------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Direct or indirect interest Direct and Indirect
---------------------------------- --------------------------------
Nature of indirect interest Windellama Capital Limited
(including registered (Beneficial Interest)
holder)
Note: Provide details
of the circumstances
giving rise to the relevant
interest.
---------------------------------- --------------------------------
Date of change 25 August 2017
---------------------------------- --------------------------------
No. of securities held A. 1,500,000 (Direct)
prior to change B. 1,000,000 (Indirect)
C. 500,000 (Indirect)
E. Nil
D. Nil
---------------------------------- --------------------------------
Class A. Ordinary Fully Paid
Shares
B. Performance Rights
- expiry 31 December
2017
C. Performance Rights
- expiry 31 December
2018
D. Performance Rights
- expiry 31 December
2019
E. Performance Rights
- expiry 31 December
2020
---------------------------------- --------------------------------
Number acquired A. Nil
B. Nil
C. Nil
D. 640,000
E. 960,000
---------------------------------- --------------------------------
Number disposed Nil
---------------------------------- --------------------------------
Value/Consideration Nil - see below
Note: If consideration
is non-cash, provide
details and estimated
valuation
---------------------------------- --------------------------------
No. of securities held A. 1,500,000
after change B. 1,000,000
C. 500,000
D. 640,000
E. 960,000
---------------------------------- --------------------------------
Nature of change Following shareholder
Example: on-market trade, approval at a general
off-market trade, exercise meeting of shareholders
of options, issue of held on 17 August 2017,
securities under dividend issue of 1,600,000 performance
reinvestment plan, participation rights to Windellama
in buy-back Capital Limited
---------------------------------- --------------------------------
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within
paragraph (ii) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Detail of contract Not applicable
-------------------------- ---------------
Nature of interest Not applicable
-------------------------- ---------------
Name of registered Not applicable
holder
(if issued securities)
-------------------------- ---------------
Date of change Not applicable
-------------------------- ---------------
No. and class of Not applicable
securities to which
interest related
prior to change
Note: Details are
only required for
a contract in relation
to which the interest
has changed
-------------------------- ---------------
Interest acquired Not applicable
-------------------------- ---------------
Interest disposed Not applicable
-------------------------- ---------------
Value/Consideration Not applicable
Note: If consideration
is non-cash, provide
details and an estimated
valuation
-------------------------- ---------------
Interest after change Not applicable
-------------------------- ---------------
Part 3 - +Closed period
Were the interests in the Not applicable
securities or contracts detailed
above traded during a +closed
period where prior written
clearance was required?
----------------------------------- ---------------------
If so, was prior written clearance Under Prairie
provided to allow the trade Mining's Securities
to proceed during this period? Trading Policy
a director cannot
deal in Prairie
Mining securities
without prior
approval. This
requirement applies
to all dealings,
including those
outside a Closed
Period.
----------------------------------- ---------------------
If prior written clearance Not applicable
was provided, on what date
was this provided?
----------------------------------- ---------------------
Initial notification/Amendment Initial
------------------------------- -------------------------------
LEI 213800EHCGNYSCN9T108
------------------------------- -------------------------------
Place of transaction Australian Securities Exchange
(ASX)
------------------------------- -------------------------------
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Prairie Mining Limited
-------------------------------------
ABN 23 008 677 852
-------------------------------------
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Carmel Daniele
-------------------- ------------------
Date of last notice 24 September 2015
-------------------- ------------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Direct or indirect interest Indirect
---------------------------------- ---------------------------
Nature of indirect interest Controller of CD Capital
(including registered Natural Resources Fund
holder) III LP
Note: Provide details
of the circumstances
giving rise to the relevant
interest.
---------------------------------- ---------------------------
Date of change 22 August 2017
---------------------------------- ---------------------------
No. of securities held A. 44,776,120
prior to change B. Nil
---------------------------------- ---------------------------
Class A. Convertible loan
note convertible into
ordinary shares at $0.335
per share with no expiry
date
B. Convertible loan
note convertible into
ordinary shares at $0.46
per share with no expiry
date
---------------------------------- ---------------------------
Number acquired A. Nil
B. 5,711,804
---------------------------------- ---------------------------
Number disposed Nil
---------------------------------- ---------------------------
Value/Consideration Equivalent to $0.46
Note: If consideration per share
is non-cash, provide
details and estimated
valuation
---------------------------------- ---------------------------
No. of securities held A. 44,776,120
after change B. 5,711,804
---------------------------------- ---------------------------
Nature of change Following shareholder
Example: on-market trade, approval at a general
off-market trade, exercise meeting of shareholders
of options, issue of held on 17 August 2017,
securities under dividend issue of a convertible
reinvestment plan, participation loan note to CD Capital
in buy-back Natural Resources Fund
III LP
---------------------------------- ---------------------------
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within
paragraph (ii) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Detail of contract Convertible Loan Note Instrument
-------------------------- ----------------------------------
Nature of interest Controller of CD Capital
Natural Resources Fund III
LP (holder of right to acquire
shares of Prairie Mining
Limited pursuant to the above
and below contracts).
-------------------------- ----------------------------------
Name of registered CD Capital Natural Resources
holder Fund III LP
(if issued securities)
-------------------------- ----------------------------------
Date of change 22 August 2017
-------------------------- ----------------------------------
No. and class of Right of CD Capital Natural
securities to which Resources Fund III LP to
interest related acquire 44,776,119 ordinary
prior to change shares and 21,388,060 $0.60
Note: Details are unlisted options which may
only required for result in the issue of an
a contract in relation additional 21,388,060 ordinary
to which the interest shares pursuant to an investment
has changed agreement and convertible
loan note instrument
-------------------------- ----------------------------------
Interest acquired Right of CD Capital Natural
Resources Fund III LP to
acquire 5,711,804 ordinary
shares in the Company pursuant
to an investment agreement
and convertible loan note
instrument
-------------------------- ----------------------------------
Interest disposed Not applicable
-------------------------- ----------------------------------
Value/Consideration Equivalent to $0.46 per share
Note: If consideration
is non-cash, provide
details and an estimated
valuation
-------------------------- ----------------------------------
Interest after change Right of CD Capital Natural
Resources Fund III LP to
acquire 44,776,119 ordinary
shares and 21,388,060 $0.60
unlisted options which may
result in the issue of an
additional 21,388,060 ordinary
shares
Right of CD Capital Natural
Resources Fund III LP to
acquire 5,711,804 ordinary
shares in the Company pursuant
to an investment agreement
and convertible loan note
instrument
-------------------------- ----------------------------------
Part 3 - +Closed period
Were the interests in the Not applicable
securities or contracts detailed
above traded during a +closed
period where prior written
clearance was required?
----------------------------------- ---------------------
If so, was prior written clearance Under Prairie
provided to allow the trade Mining's Securities
to proceed during this period? Trading Policy
a director cannot
deal in Prairie
Mining securities
without prior
approval. This
requirement applies
to all dealings,
including those
outside a Closed
Period.
----------------------------------- ---------------------
If prior written clearance Not applicable
was provided, on what date
was this provided?
----------------------------------- ---------------------
Initial notification/Amendment Initial
------------------------------- -------------------------------
LEI 213800EHCGNYSCN9T108
------------------------------- -------------------------------
Place of transaction Australian Securities Exchange
(ASX)
------------------------------- -------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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