finnCap Group PLC Holding(s) in Company (9580F)
March 12 2020 - 9:44AM
UK Regulatory
TIDMFCAP
RNS Number : 9580F
finnCap Group PLC
12 March 2020
12 March 2020
finnCap Group plc
(the "Company")
Transfer of Shares to New EBT Trustee
finnCap Group plc (AIM: FCAP) (the "Company"), announces that it
has changed the trustee of the finnCap Group Employee Benefit Trust
resulting in a transfer of the EBT's holding of FCAP ordinary
shares to the new trustee.
Further details on the transfer are included in the
notifications below, made in accordance with the requirements of
the EU Market Abuse Regulation.
For information, please contact:
finnCap Group plc Tel: +44 (0) 20 7220 0500
Sam Smith, Chief Executive Officer
investor.relations@finncap.com
Tom Hayward, Chief Financial Officer
finnCap Ltd (Broker) Tel: +44 (0) 20 7220 0500
Rhys Williams
Grant Thornton (Nominated Adviser) Tel: +44 (0) 20 7383 5100
Philip Secrett/Samantha Harrison/Seamus Fricker
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or finnCap Group plc
the underlying issuer of existing
shares to which voting rights are
attached (ii) :
-------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
--------------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
--------------
An acquisition or disposal of financial instruments
--------------
An event changing the breakdown of voting rights
--------------
Other (please specify)(iii) :
--------------
3. Details of person subject to the notification obligation (iv)
Name Georgian Trust Limited, as trustee
of the finnCap Group plc Employee
Benefit Trust
City and country of registered St Helier, Jersey
office (if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Georgian Trust Limited and Anglo
Nominees Limited
-------------------------------------------------------
City and country of registered St Helier, Jersey
office (if applicable)
-------------------------------------------------------
5. Date on which the threshold 11 March 2020
was crossed or reached (vi) :
-------------------------------------------------------
6. Date on which issuer notified 11/03/2020
(DD/MM/YYYY):
-------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting
to shares (total instruments 8.B) rights of
of 8. A) (total of 8.B issuer (vii)
1 + 8.B 2)
---------------------------- ------------------- ------------------ --------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 0 0 0 0
---------------------------- ------------------- ------------------ --------------
Position
of previous
notification
(if
applicable) 7.24% 0
---------------------------- ------------------- ------------------ --------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of (ix)
shares
ISIN code
(if possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------------
Ordinary 2,481,916 1.46%
-------------------- --------------------- --------------------------------- ---------------------
Ordinary 9,809,090 5.78%
-------------------- --------------------- --------------------------------- ---------------------
SUBTOTAL
8. A 12,291,006 7.24%
------------------------------------------- --------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
-------------------- --------------------- --------------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------- --------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type Expiration Exercise/ Physical or Number of % of voting
of financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
--------------------- --------------------- --------------- ----------------
SUBTOTAL 8.B.2
--------------- ----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control any
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting
rights and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
------------------------------- --------------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------------
The number and % of voting rights
held
-----------------------------------------------------
The date until which the voting
rights will be held
-----------------------------------------------------
11. Additional information (xvi)
Place of completion St Helier, Jersey
Date of completion 11 March 2020
------------------
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the finnCap Group plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
-------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
--------------
2. Reason for the notification (please mark the appropriate box or
boxes with an "X")
An acquisition or disposal of voting rights X
--------------
An acquisition or disposal of financial instruments
--------------
An event changing the breakdown of voting rights
--------------
Other (please specify)(iii) :
--------------
3. Details of person subject to the notification obligation (iv)
Name Ogier Global Trustee (Jersey) Limited
as Trustee
of The FinnCap Group Employee Benefit
Trust
City and country of registered office St Helier, Jersey
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
-------------------------------------------------------
City and country of registered office
(if applicable)
-------------------------------------------------------
5. Date on which the threshold was 11 March 2020
crossed or reached (vi) :
-------------------------------------------------------
6. Date on which issuer notified 11/03/2020
(DD/MM/YYYY):
-------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting
to shares (total instruments 8.B) rights of
of 8. A) (total of 8.B issuer (vii)
1 + 8.B 2)
----------------------- -------------------- ----------------- --------------
Resulting situation
on the date
on which threshold
was crossed
or reached 7.24% 0 7.24% 169,730,089
----------------------- -------------------- ----------------- --------------
Position of
previous notification
(if
applicable)
----------------------- -------------------- ----------------- --------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of (ix)
shares
ISIN code
(if possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------------
Ordinary 2,481,916 1.46%
-------------------- --------------------- --------------------------------- ---------------------
Ordinary 9,809,090 5.78%
-------------------- --------------------- --------------------------------- ---------------------
SUBTOTAL
8. A 12,291,006 7.24%
------------------------------------------- --------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
-------------------- --------------------- --------------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------- --------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type Expiration Exercise/ Physical or Number of % of voting
of financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
--------------------- --------------------- --------------- ----------------
SUBTOTAL 8.B.2
--------------- ----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control any
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting
rights and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
------------------------------- --------------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------------
The number and % of voting rights
held
-----------------------------------------------------
The date until which the voting
rights will be held
-----------------------------------------------------
11. Additional information (xvi)
Place of completion St Helier, Jersey
Date of completion 11 March 2020
------------------
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END
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