CMC Markets Plc Holding(s) in Company (9223Q)
December 05 2016 - 2:55AM
UK Regulatory
TIDMCMCX TIDM42SB
RNS Number : 9223Q
CMC Markets Plc
05 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or CMC Markets plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial X
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- ------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ------------------------------
3. Full name of person(s) The Goldman Sachs Group, Inc.
subject to the
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s) Goldman Sachs International
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 30 November 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 02 December 2016
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are Below 5%
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------
8. Notified details:
-------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
---------------- ------------------------------ -----------------------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights (x)
Shares Voting shares rights
Rights
-------------- ------------- --------------- -------------- ----------------------------- ------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- -------------- -------------- ------------- --------- -------------
GB00B14SKR37 0 0.0000% 14,395,894 4.9999%
------------- --------------- -------------- -------------- ------------- --------- -------------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of % of
instrument date Conversion voting voting
(xiii) Period rights that rights
(xiv) may be
acquired
if the
instrument
is
exercised/
converted.
---------------------------------------------- ------------------ -------------- ------------------------ -----------
Stock Loan (Physical) Open 0 0.0000%
---------------------------------------------- ------------------ -------------- ------------------------ -----------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights rights (xix,
instrument (xvii) period instrument xx)
(xviii) refers to
-------------- ------------- ------------- ------------------ ----------------------------- ------------------------
Nominal Delta
---------------------------------------------------------------- ----------------------------- ----------- -----------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- ---------------------------------------------------------------------
14,395,894 4.9999%
-------------------------------------------------- ---------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------------
The Goldman Sachs Group, Inc.; 14,395,894 shares; 4.9999%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman
Sachs Group, Inc.) ; 14,395,894 shares; 4.9999%
Goldman Sachs Group UK Limited (Controlled by Goldman
Sachs (UK) L.L.C.) ; 14,395,894 shares; 4.9999%
Goldman Sachs International (Controlled by Goldman Sachs
Group UK Limited) ; 14,395,894 shares; 4.9999%
Proxy Voting:
-------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- ----------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- ----------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------------- ----------------------------------
Please note, total amount
13. Additional information: of voting rights have been
rounded to 4 decimal places
therefore there is a possibility
of a rounding error.
General email contact:
shareholderdisclosures@gs.com
------------------------------------------------------- ----------------------------------
14. Contact name: Peter Chisholm
------------------------------------------------------- ----------------------------------
15. Contact telephone number: +44 207 051 9612
------------------------------------------------------- ----------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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