Carillion PLC Holding(s) in Company (9889H)
June 13 2017 - 11:53AM
UK Regulatory
TIDMCLLN
RNS Number : 9889H
Carillion PLC
13 June 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Carillion plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ ------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ------------------------------
Other (please
specify):
---------------------------------------------------------- ------------------------------
3. Full name of person(s) Morgan Stanley (Institutional
subject to the Securities Group and Global
notification obligation: Wealth Management)
(iii)
----------------------------------------------------------- -------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -------------------------------
5. Date of the transaction 09.06.2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -------------------------------
6. Date on which issuer 13.06.2017
notified:
----------------------------------------------------------- -------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 3%
----------------------------------------------------------- -------------------------------
8. Notified details:
-------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ---------------------------- ---------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- ------------- ------------- ----------- ---------------------- --------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ------------ ----------- ----------- --------- ------- -----------
Below Below
GB0007365546 3% 3% 1,337,289 1,337,289 0.31%
------------- ------------- ----------- ----------- --------- ------- -----------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of % of voting
financial date (xiii) Conversion voting rights
instrument Period rights
(xiv) that
may be
acquired
if
the
instrument
is
exercised/
converted.
--------------- -------------------------- ------------ ----------- -------------------------------
Right of
recall
over
securities
lending
agreements N/A N/A 1,060,468 0.25%
--------------- -------------------------- ------------ ----------- -------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights (xix,
instrument (xvii) period rights xx)
(xviii) instrument
refers to
-------------- ------------ ------------- ------------ ----------- -------------------------------
Nominal Delta
-------------- ------------ ------------- ------------ ----------- --------- --------------------
Equity Swap N/A 03.04.2018 N/A 556,300 N/A 0.13%
-------------- ------------ ------------- ------------ ----------- --------- --------------------
Equity Swap N/A 18.05.2018 N/A 3,114,473 N/A 0.72%
-------------- ------------ ------------- ------------ ----------- --------- --------------------
Equity Swap N/A 06.09.2018 N/A 1,066,295 N/A 0.25%
-------------- ------------ ------------- ------------ ----------- --------- --------------------
Equity Swap N/A 12.09.2018 N/A 360,000 N/A 0.08%
-------------- ------------ ------------- ------------ ----------- --------- --------------------
Equity Swap N/A 18.02.2019 N/A 4,305,637 N/A 1.001%
-------------- ------------ ------------- ------------ ----------- --------- --------------------
Equity Swap N/A 27.02.2019 N/A 602,866 N/A 0.14%
-------------- ------------ ------------- ------------ ----------- --------- --------------------
Equity Swap N/A 20.03.2019 N/A 1,024,558 N/A 0.24%
-------------- ------------ ------------- ------------ ----------- --------- --------------------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
13,427,886 3.12%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- -------------------------------
11. Number of voting rights proxy N/A
holder will cease to hold:
------------------------------------------------------- -------------------------------
12. Date on which proxy holder will N/A
cease to hold voting rights:
------------------------------------------------------- -------------------------------
Of the total voting rights
13. Additional information: attached to shares in Section
8A, 1,337,289 (0.31%) of
these are the result of a
stock borrowing agreement
------------------------------------------------------- -------------------------------
14. Contact name: Wilma Fairholm
------------------------------------------------------- -------------------------------
15. Contact telephone number: +44 141 245-7218
------------------------------------------------------- -------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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