Brewin Dolphin Holdings PLC Director/PDMR Shareholding (5758Y)
December 06 2017 - 7:36AM
UK Regulatory
TIDMBRW
RNS Number : 5758Y
Brewin Dolphin Holdings PLC
06 December 2017
Brewin Dolphin Holdings PLC
(the 'Company')
Persons discharging managerial responsibilities ('PDMR')
received a conditional share award granted under the Company's Long
Term Performance Plan ('LTIP') in December 2014 (the 'Awards'). The
performance period for the Awards was three years to 30 September
2017. Performance against the criteria was tested and the Awards
automatically vested at 16.2% on 4 December 2017.
The Company has in place an automatic sell to cover tax and
national insurance provision (the 'Provision'), after which the
balance of shares is automatically transferred to the participant
(the 'Balance of Shares').
Detailed below is the Balance of Shares post the Provision
having been applied. The price used for the value of the Balance of
Shares is the market price used for the Provision.
All individuals listed below have retained the Balance of
Shares.
The notification set out below is provided in accordance with
the requirements of the EU Market Abuse Regulation.
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ------------------------------------------------------------
a) Name Susan Beckett
--- ------------------------- ---------------------------------
2 Reason for the notification
--- ------------------------------------------------------------
a) Position/status Chief Risk Officer (PDMR)
--- ------------------------- ---------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- ---------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- ---------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- ---------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- ---------------------------------
b) Nature of the Resulting acquisition of
transaction the Balance of shares following
automatic vesting of share
award under the LTIP and
the automatic Provision having
been applied.
--- ------------------------- ---------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
369.6610p 5,000
---------- ----------
--- ------------------------- ---------------------------------
d) Aggregated information
- Aggregated volume
5,000 shares
- Price
369.6610p
--- ------------------------- ---------------------------------
e) Date of the transaction 2017-12-4
--- ------------------------- ---------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- ---------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ------------------------------------------------------------
a) Name Robin Beer
--- ------------------------- ---------------------------------
2 Reason for the notification
--- ------------------------------------------------------------
a) Position/status Managing Director of Investment
Solutions & Distribution
(PDMR)
--- ------------------------- ---------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- ---------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- ---------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- ---------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- ---------------------------------
b) Nature of the Resulting acquisition of
transaction the Balance of shares following
automatic vesting of share
award under the LTIP and
the automatic Provision having
been applied.
--- ------------------------- ---------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
369.6610p 4,445
---------- ----------
--- ------------------------- ---------------------------------
d) Aggregated information
- Aggregated volume
4,445 shares
- Price
369.6610p
--- ------------------------- ---------------------------------
e) Date of the transaction 2017-12-4
--- ------------------------- ---------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- ---------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ------------------------------------------------------------
a) Name Charles Ferry
--- ------------------------- ---------------------------------
2 Reason for the notification
--- ------------------------------------------------------------
a) Position/status Managing Director of Private
Clients (PDMR)
--- ------------------------- ---------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- ---------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- ---------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- ---------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- ---------------------------------
b) Nature of the Resulting acquisition of
transaction the Balance of shares following
automatic vesting of share
award under the LTIP and
the automatic Provision having
been applied.
--- ------------------------- ---------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
369.6610p 3,852
---------- ----------
--- ------------------------- ---------------------------------
d) Aggregated information
- Aggregated volume
3,852 shares
- Price
369.6610p
--- ------------------------- ---------------------------------
e) Date of the transaction 2017-12-4
--- ------------------------- ---------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- ---------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ------------------------------------------------------------
a) Name Nicholas Fitzgerald
--- ------------------------- ---------------------------------
2 Reason for the notification
--- ------------------------------------------------------------
a) Position/status Managing Director of Financial
Planning (PDMR)
--- ------------------------- ---------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- ---------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- ---------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- ---------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- ---------------------------------
b) Nature of the Resulting acquisition of
transaction the Balance of shares following
automatic vesting of share
award under the LTIP and
the automatic Provision having
been applied.
--- ------------------------- ---------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
369.6610p 2,289
---------- ----------
--- ------------------------- ---------------------------------
d) Aggregated information
- Aggregated volume
2,289 shares
- Price
369.6610p
--- ------------------------- ---------------------------------
e) Date of the transaction 2017-12-4
--- ------------------------- ---------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- ---------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ------------------------------------------------------------
a) Name David Nicol
--- ------------------------- ---------------------------------
2 Reason for the notification
--- ------------------------------------------------------------
a) Position/status Chief Executive (Director/PDMR)
--- ------------------------- ---------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- ---------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- ---------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- ---------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- ---------------------------------
b) Nature of the Resulting acquisition of
transaction the Balance of shares following
automatic vesting of share
award under the LTIP and
the automatic Provision having
been applied.
--- ------------------------- ---------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
369.6610p 10,372
---------- ----------
--- ------------------------- ---------------------------------
d) Aggregated information
- Aggregated volume
10,372 shares
- Price
369.6610p
--- ------------------------- ---------------------------------
e) Date of the transaction 2017-12-4
--- ------------------------- ---------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- ---------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
--- ------------------------------------------------------------
a) Name Andrew Westenberger
--- ------------------------- ---------------------------------
2 Reason for the notification
--- ------------------------------------------------------------
a) Position/status Finance Director (Diector/PDMR)
--- ------------------------- ---------------------------------
b) Initial notification Initial notification
/Amendment
--- ------------------------- ---------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--- ------------------------- ---------------------------------
b) LEI 213800PS7FS5UYOWAC49
--- ------------------------- ---------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--- ------------------------- ---------------------------------
b) Nature of the Resulting acquisition of
transaction the Balance of shares following
automatic vesting of share
award under the LTIP and
the automatic Provision having
been applied.
--- ------------------------- ---------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
---------- ----------
369.6610p 8,890
---------- ----------
--- ------------------------- ---------------------------------
d) Aggregated information
- Aggregated volume
8,890 shares
- Price
369.6610p
--- ------------------------- ---------------------------------
e) Date of the transaction 2017-12-4
--- ------------------------- ---------------------------------
f) Place of the transaction London Stock Exchange
--- ------------------------- ---------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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