BARCLAYS PLC FORM 8 (DD) - HONG KONG EXCHANGES AND CLEARING LIMITED

Date : 09/25/2019 @ 10:46AM
Source : UK Regulatory (RNS & others)
Stock : Barclays Plc (BARC)
Quote : 168.46  -1.96 (-1.15%) @ 12:15PM
Barclays share price Chart

BARCLAYS PLC FORM 8 (DD) - HONG KONG EXCHANGES AND CLEARING LIMITED

Barclays (LSE:BARC)
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2 Months : From Sep 2019 to Nov 2019

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TIDMBARC 
 
 

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

 

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:            Barclays PLC. 
(b)  Owner or controller of 
     interest and short 
     positions disclosed, if 
     different from 1(a): 
(c)  Name of offeror/offeree            HONG KONG EXCHANGES & CLEARING LTD 
     in relation to whose 
     relevant securities 
     this form relates: 
(d)  Status of person making            CONNECTED TO THE OFFEREE 
     the disclosure: 
(e)  Date position held/dealing         24 September 2019 
     undertaken: 
(f)  In addition to the company in 1(c) NO 
     above, is the discloser making 
     disclosures in respect of any 
     other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of relevant                                                ordinary NPV 
security: 
                                                                 Interests          Short Positions 
                                                                 Number       (%)   Number (%) 
(1)                Relevant securities owned 
                   and/or controlled:                            0            0.00% 0      0.00% 
(2)                Cash-settled derivatives: 
                                                                 0            0.00% 0      0.00% 
(3)                Stock-settled derivatives (including options) 
                   and agreements to purchase/sell:              0            0.00% 0      0.00% 
(4) 
                   TOTAL:                                        0            0.00% 0      0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right exists: 
Details, including nature of the rights 
concerned and relevant percentages: 
 
 

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
Class of relevant  Purchase/sale Number of  Price per unit 
security                         securities 
ADR                Purchase      1,700      28.4782 USD 
ADR                Sale          1,700      28.4782 USD 
 
 

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

 
Class of  Purchases/ sales Total number of Highest price Lowest price 
relevant                   securities      per unit      per unit 
security                                   paid/received paid/received 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant  Product     Nature of           Number of reference Price per unit 
security           description dealing             securities 
                   e.g. CFD    e.g. 
                               opening/closing 
                               a 
                               long/short 
                               position, 
                               increasing/reducing 
                               a 
                               long/short 
                               position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product     Writing,    Number     Exercise Type      Expiry date Option 
relevant  description purchasing, of         price    e.g.                  money 
security  e.g.        selling,    securities per unit American,             paid/ 
          call        varying     to                  European              received 
          option      etc.        which               etc.                  per 
                                  option                                    unit 
                                  relates 
 
 

(ii) Exercise

 
Class of relevant  Product     Exercising/ Number        Exercise price 
security           description exercised   of securities per unit 
                   e.g. call   against 
                   option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant security  Nature of dealing  Details Price per unit (if 
                            e.g. subscription,         applicable) 
                            conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or understanding, 
formal or informal, relating to relevant 
securities which may be an inducement 
to deal or refrain from dealing entered into by the party to the offer or 
person acting in concert making the disclosure and any other person: 
Irrevocable commitments and letters of intent 
should not be included. If there 
are no such agreements, arrangements or understandings, state "none" 
 
None 
 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or informal, between the party to 
the offer or person acting in concert making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or understandings, state "none" 
 
None 
 
 
 

(c) Attachments

 

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)  NO 
Supplemental Form 8 (SBL)             NO 
Date of disclosure:                   25 Sep 2019 
Contact name:                         Large Holdings Regulatory Operations 
Telephone number:                     020 3134 7213 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
 

View source version on businesswire.com: https://www.businesswire.com/news/home/20190925005436/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

September 25, 2019 06:46 ET (10:46 GMT)

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