TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN
CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY
INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO OFFEREE
(e) Date position held/dealing undertaken: 17 August 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of USD 0.00001 Class
relevant A common
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 53,362 0.03% 0 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 2,400 0.00% 79,400 0.05%
to
purchase/sell:
(4)
TOTAL: 55,762 0.03% 79,400 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 100 71.8900 USD
USD 0.00001 Class A common Purchase 100 71.6500 USD
USD 0.00001 Class A common Purchase 100 71.6000 USD
USD 0.00001 Class A common Purchase 200 71.6750 USD
USD 0.00001 Class A common Purchase 200 71.9500 USD
USD 0.00001 Class A common Purchase 269 71.6883 USD
USD 0.00001 Class A common Purchase 300 71.6266 USD
USD 0.00001 Class A common Purchase 300 71.6916 USD
USD 0.00001 Class A common Purchase 800 71.7062 USD
USD 0.00001 Class A common Purchase 837 71.5700 USD
USD 0.00001 Class A common Purchase 947 71.5484 USD
USD 0.00001 Class A common Purchase 1,000 71.6640 USD
USD 0.00001 Class A common Purchase 1,050 71.7609 USD
USD 0.00001 Class A common Purchase 1,400 71.6685 USD
USD 0.00001 Class A common Purchase 1,500 71.7853 USD
USD 0.00001 Class A common Purchase 1,574 71.9532 USD
USD 0.00001 Class A common Purchase 1,781 71.6583 USD
USD 0.00001 Class A common Purchase 2,265 71.7157 USD
USD 0.00001 Class A common Purchase 2,658 71.7194 USD
USD 0.00001 Class A common Purchase 3,600 71.7805 USD
USD 0.00001 Class A common Purchase 4,165 71.7100 USD
USD 0.00001 Class A common Purchase 4,689 71.6147 USD
USD 0.00001 Class A common Purchase 4,800 71.6569 USD
USD 0.00001 Class A common Purchase 4,800 71.7279 USD
USD 0.00001 Class A common Purchase 4,983 71.6340 USD
USD 0.00001 Class A common Purchase 5,229 71.5917 USD
USD 0.00001 Class A common Purchase 6,700 71.6538 USD
USD 0.00001 Class A common Purchase 6,860 71.8051 USD
USD 0.00001 Class A common Purchase 7,200 71.6753 USD
USD 0.00001 Class A common Purchase 10,100 71.6511 USD
USD 0.00001 Class A common Purchase 14,761 71.8417 USD
USD 0.00001 Class A common Purchase 110,705 71.6590 USD
USD 0.00001 Class A common Sale 100 71.5600 USD
USD 0.00001 Class A common Sale 100 71.5100 USD
USD 0.00001 Class A common Sale 100 71.6500 USD
USD 0.00001 Class A common Sale 100 71.5800 USD
USD 0.00001 Class A common Sale 100 72.0400 USD
USD 0.00001 Class A common Sale 147 71.5400 USD
USD 0.00001 Class A common Sale 200 71.5700 USD
USD 0.00001 Class A common Sale 200 71.9500 USD
USD 0.00001 Class A common Sale 200 71.8050 USD
USD 0.00001 Class A common Sale 200 71.5900 USD
USD 0.00001 Class A common Sale 200 71.6350 USD
USD 0.00001 Class A common Sale 266 71.6740 USD
USD 0.00001 Class A common Sale 300 71.5766 USD
USD 0.00001 Class A common Sale 400 71.5300 USD
USD 0.00001 Class A common Sale 600 71.6700 USD
USD 0.00001 Class A common Sale 800 71.5500 USD
USD 0.00001 Class A common Sale 863 71.6397 USD
USD 0.00001 Class A common Sale 1,100 71.6818 USD
USD 0.00001 Class A common Sale 1,137 71.6166 USD
USD 0.00001 Class A common Sale 1,300 71.7069 USD
USD 0.00001 Class A common Sale 1,765 71.7100 USD
USD 0.00001 Class A common Sale 2,000 71.6202 USD
USD 0.00001 Class A common Sale 2,200 71.5313 USD
USD 0.00001 Class A common Sale 3,300 71.6386 USD
USD 0.00001 Class A common Sale 4,700 71.6685 USD
USD 0.00001 Class A common Sale 7,200 71.6693 USD
USD 0.00001 Class A common Sale 9,300 71.6688 USD
USD 0.00001 Class A common Sale 21,533 71.7592 USD
USD 0.00001 Class A common Sale 147,462 71.6791 USD
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD Call Purchasing 200 65 USD American 17 Nov 2017 7.9400 USD
0.00001 Options
Class
A
common
USD Call Purchasing 2,600 70 USD American 18 Aug 2017 1.6465 USD
0.00001 Options
Class
A
common
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 18 Aug 2017
Contact name: Femi Badmos
Telephone number: 020 3555 1125
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Put Purchased -400 55.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -1,100 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -1,500 60.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Purchased 600 60.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Written 600 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -100 65.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -600 75.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 100 55.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -200 80.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -500 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -11,300 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -22,700 70.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -34,400 65.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Purchased 600 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -3,300 60.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Purchased 400 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -1,200 70.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
USD Put Written 100 65.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
USD Put Purchased -2,100 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20170818005195/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
August 18, 2017 06:25 ET (10:25 GMT)
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