Initial Statement of Beneficial Ownership (3)
September 10 2021 - 5:01PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Tulsyan Ravi |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/2/2021
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3. Issuer Name and Ticker or Trading Symbol
XPO Logistics, Inc. [XPO]
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(Last)
(First)
(Middle)
C/O XPO LOGISTICS, INC., FIVE AMERICAN LANE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chief Financial Officer / |
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(Street)
GREENWICH, CT 06831
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock, par value $0.001 per share | 50863 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit | (1) | (1) | Common Stock, par value $0.001 per share | 3732.0 | (2) | D | |
| Restricted Stock Unit | (3) | (3) | Common Stock, par value $0.001 per share | 4702.0 | (2) | D | |
| Restricted Stock Unit | (4) | (4) | Common Stock, par value $0.001 per share | 13309.0 | (2) | D | |
| Restricted Stock Unit | (5) | (5) | Common Stock, par value $0.001 per share | 13729.0 | (2) | D | |
| Explanation of Responses: |
| (1) | 50% of these RSUs vest on January 15, 2022 and 50% on January 15, 2023, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. |
| (2) | Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock. |
| (3) | These RSUs vest in four equal annual installments on March 10, 2022, March 10, 2023, March 10, 2024 and March 10, 2025, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. |
| (4) | 50% of these RSUs vest on March 15, 2022 and 50% on March 15, 2023, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. |
| (5) | 50% of these RSUs vest on December 8, 2022 and 50% on December 8, 2023, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. |
Remarks:
See Exhibit 24, Power of Attorney, attached. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Tulsyan Ravi
C/O XPO LOGISTICS, INC.
FIVE AMERICAN LANE
GREENWICH, CT 06831 |
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| Chief Financial Officer |
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Signatures
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| /s/ Riina Tohvert, Attorney-in-Fact | | 9/10/2021 |
| **Signature of Reporting Person | Date |
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